Securities regulatory instruments and orders

The Office of the Superintendent of Securities uses a system of regulatory instruments, local rules, and blanket orders to administer the requirements of securities law. Most instruments are based on those developed by the Canadian Securities Administrators and use the CSA numbering system.

National Instruments

National and Multilateral Instruments, Policies, and Notices

CATEGORY 1
Procedure and Related Matters
- 11-102
  Passport System
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - Multilateral Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Amendments to MI 11-102
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - Multilateral Instrument (Consolidated up to 23 June 2016)
    June 23, 2016
  - Changes to 11-102CP
    June 23, 2016
  - Amendments to MI 11-102
    June 23, 2016
  - Multilateral Instrument (Consolidated up to 09 May 2016)
    May 9, 2016
  - Amendments to MI 11-102
    May 9, 2016
  - Amendments to MI 11-102
    April 30, 2016
  - CSA Notice of Publication - MI11-102 Passport System, and MI11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
    March 3, 2016
  - Amendments to MI 11-102
    December 8, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - Companion Policy (Consolidated up to 5 May 2015)
    May 5, 2015
  - Changes to 11-102CP
    May 5, 2015
  - Amendment Instrument to MI 11-102
    May 5, 2015
  - CSA Notice of Amendments to NI45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Multilateral Instrument Consolidated up to 11 January 2015
    January 11, 2015
  - Amendment Instrument to MI 11-102
    January 1, 2015
  - CSA Notice of Amendments to NI31-103, NI33-109, NI52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Amendment Instrument to MI 11-102
    March 1, 2014
  - Amendment Instrument to MI 11-102
    March 1, 2013
  - Amendment Instrument to MI 11-102
    July 1, 2012
  - CSA Notice of Adoption of NI23-103 Electronic Trading, and consequential amendments to MI11-102
    June 28, 2012
  - Amendment Instrument to MI 11-102
    April 20, 2012
  - Companion Policy Consolidated up to 20 April 2012
    April 20, 2012
  - CSA Notice of Amendments to National Instrument 21-101 Marketplace Operation, 21-101CP, National Instrument 23-101 Trading Rules and 23-101CP
    March 23, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - Amendment Instrument to 11-102CP
    January 1, 2011
  - Amendment Instrument to MI 11-102
    January 1, 2011
  - CSA Notice of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to National Instrument 14-101 Definitions and Other Related Amendments
    October 1, 2010
  - Multilateral Instrument (Consolidated up to 30 April 2010)
    April 30, 2010
  - Companion Policy
    March 17, 2008
- 11-103
  Failure-to-File Cease Trade Orders in Multiple Jurisdictions
  - Multilateral Instrument 11-103
    June 23, 2016
- 11-201
  Delivery of Documents by Electronic Means
  - National Policy 11-201
    November 18, 2011
  - CSA Notice - Amendments to NP 11-201 - Delivery of Documents by Electronic Means
    November 18, 2011
  - National Policy 11-201
    November 28, 2008
- 11-202
  Process for Prospectus Reviews in Multiple Jurisdictions
  - National Policy (Consolidated up to 2011-07-18 - French version only)
    July 18, 2011
  - National Policy
    September 28, 2009
  - Amendments to NP 11-202
    September 28, 2009
  - CSA Notice of National Policy 11-204 - Process for Registration in Multiple Jurisdictions and Amendments to MI 11-102 - Passport System, 11-102CP - Passport System, NP 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions, and NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions
    July 17, 2009
  - National Policy 11-202
    March 17, 2008
- 11-203
  Process for Exemptive Relief Applications in Multiple Jurisdictions
  - National Policy (Consolidated up to 30 April 2016)
    April 30, 2016
  - Amendments to NP 11-203
    April 30, 2016
  - Amendments to NP 11-203
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - National Policy Consolidated up to 22 September 2014
    September 22, 2014
  - Amendments to National Policy 11-203
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendment Instrument to NP 11-203 - Black Line Version
    July 31, 2012
  - CSA Staff Notice 12-307 - Applications for a Decision that an Issuer is not a Reporting Issuer
    July 26, 2012
  - CSA Notice of Multilateral Instrument 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets
    May 10, 2012
  - Amendments to National Policy 11-203
    September 28, 2009
  - CSA Notice of National Policy 11-204 - Process for Registration in Multiple Jurisdictions
    July 17, 2009
  - National Policy 11-203
    March 17, 2008
- 11-204
  Process for Registration in Multiple Jurisdictions
  - National Policy 11-204
    September 28, 2009
  - CSA Notice of National Policy 11-204 - Process for Registration in Multiple Jurisdictions, and Amendments to MI 11-102 - Passport System, 11-102CP - Passport System, NP 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions, and NP 11-203 - Process for Exemptive Relief Applications in Multiple Jurisdictions
    July 17, 2009
- 11-205
  Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
  - National Policy
    April 20, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
- 11-206
  Process for Cease to be a Reporting Issuer Applications
  - Amendments to NP 11-206
    June 12, 2018
  - CSA Notice of Amendments to NI 45-102 and 45-102CP, to NI 31-103, and to NP 11-206
    March 29, 2018
  - National Policy 11-206
    June 23, 2016
  - CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
    March 3, 2016
- 11-207
  Failure-to-File Cease Trade Orders and Revocations under Passport
  - National Policy 11-207
    June 23, 2016
  - CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
    March 3, 2016
- 11-309
  Withdrawal of CSA Notices
  - Withdrawal of CSA Notices
    March 3, 2006
- 11-310
  Withdrawal of CSA Notices
  - Withdrawal of CSA Notices
    December 5, 2008
- 11-312
  CSA Staff Notice (Revised) - National Numbering System
  - CSA Staff Notice 11-312 (Revised) - National Numbering System
    February 19, 2010
- 11-313
  CSA Notice - Withdrawal of Notices and Policies
  - CSA Notice 11-313 - Withdrawal of Notices and Policies
    February 19, 2010
- 11-314
  CSA Staff Notice - Update of CSA Instruments
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
- 11-317
  CSA Staff Notice - Withdrawal of Notices
  - CSA Staff Notice 11-317 - Withdrawal of Notices
    June 21, 2012
- 11-318
  CSA Staff Notice - Guidance for Cease Trade Order Database Users
  - CSA Staff Notice 11-318 - Guidance for Cease Trade Order Database Users
    August 23, 2012
- 11-320
  CSA Staff Notice - Local Amendments (Nova Scotia and Yukon)
  - CSA Staff Notice 11-320 - Notice of Local Amendments (Nova Scotia and Yukon)
    November 15, 2012
- 11-321
  CSA Staff Notice - Business Continuity Planning - Industry Testing Exercise
  - CSA Staff Notice 11-321 - Business Continuity Planning - Industry Testing Exercise
    February 7, 2013
- 11-323
  CSA Staff Notice - Withdrawal of Notices and Policies
  - CSA Staff Notice 11-323 - Withdrawal of Notices and Policies
    September 12, 2013
- 11-326
  CSA Staff Notice - Cyber Security
  - CSA Staff Notice 11-326 - Cyber Security
    September 26, 2013
- 11-329
  CSA Staff Notice - Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
  - CSA Staff Notice 11-329 - Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
    July 16, 2015
- 11-330
  CSA Staff Notice - Local Amendments – AB, MB, NB, NS, PQ, ON and SK
  - CSA Staff Notice 11-330 - Notice of Local Amendments – Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
    June 16, 2016
- 11-331
  CSA Staff Notice - Extension of Consultation Period, Consultation Paper 33-404
  - CSA Staff Notice 11-331 - Extension of Consultation Period, Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
    July 25, 2016
- 11-332
  CSA Staff Notice - Cyber Security
  - CSA Staff Notice 11-332 - Cyber Security
    September 27, 2016
- 11-333
  CSA Staff Notice - Withdrawal of Notices
  - CSA Staff Notice 11-333 - Withdrawal of Notices
    December 1, 2016
- 11-334
  CSA Staff Notice - Local Amendments and Changes in Certain Jurisdictions
  - CSA Staff Notice 11-334 - Notice of Local Amendments and Changes in Certain Jurisdictions
    January 19, 2017
- 11-335
  CSA Staff Notice - Local Amendments and Changes in Certain Jurisdictions
  - CSA Staff Notice 11-335 - Notice of Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
- 11-336
  CSA Staff Notice - Summary of CSA Roundtable on Response to Cyber Security Incidents
  - CSA Staff Notice 11-336 - Summary of CSA Roundtable on Response to Cyber Security Incidents
    April 6, 2017
- 11-337
  CSA Staff Notice - Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick
  - CSA Staff Notice 11-337 - Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick
    December 7, 2017
- 11-338
  CSA Staff Notice - CSA Market Disruption Coordination Plan
  - CSA Staff Notice 11-338 - CSA Market Disruption Coordination Plan
    October 18, 2018
- 11-339
  CSA Staff Notice - Notice of Local Changes in Alberta
  - CSA Staff Notice 11-339 - Notice of Local Changes in Alberta
    November 1, 2018
- 11-340
  CSA Staff Notice - Extension of Comment Period for CSA Staff Notice and Request for Comment 23-323 - Trading Fee Rebate Pilot Study
  - CSA Staff Notice 11-340 - Extension of Comment Period for CSA Staff Notice and Request for Comment 23-323 - Trading Fee Rebate Pilot Study
    January 17, 2019
- 11-341
  CSA Staff Notice - Withdrawal of Staff Notices
  - CSA Staff Notice 11-341 - Withdrawal of Staff Notices
    March 7, 2019
- 11-342
  CSA Staff Notice - Notice of Local Amendments and Changes in Certain Jurisdictions
  - CSA Staff Notice 11-342 - Notice of Local Amendments and Changes in Certain Jurisdictions
    August 6, 2020
- 12-202
  Revocation of a Compliance - Related Cease Trade Order
  - National Policy 12-202
    June 23, 2016
  - CSA Notice of Publication - MI11-102 Passport System, and MI11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
    March 3, 2016
  - National Policy 12-202 (Consolidated up to 1 January 2011)
    January 1, 2011
- 12-203
  Cease Trade Orders for Continuous Disclosure Defaults
  - National Policy 12-203
    June 23, 2016
  - CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
    March 3, 2016
  - National Policy 12-203 (Consolidated up to 1 January 2011)
    January 1, 2011
- 13-101
  System for Electronic Document Analysis and Retrieval (SEDAR)
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice and Request for Comment - Proposed National Systems Renewal Program Rule and Related Amendments
    May 2, 2019
  - CSA Staff Notice 11-334 - Notice of Local Amendments and Changes in Certain Jurisdictions
    January 19, 2017
  - National Instrument (Consolidated up to 23 May 2016)
    May 23, 2016
  - Amendments to NI 13-101
    May 23, 2016
  - Amendments to NI 13-101
    December 8, 2015
  - Multilateral CSA Notice of Amendments to NI13-101 - System for Electronic Document Analysis and Retrieval (SEDAR), and MI13-102 - System Fees for SEDAR and NRD
    December 3, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - National Instrument (Consolidated up to 13 January 2014)
    January 13, 2014
  - Amendments to NI 13-101
    January 13, 2014
  - CSA Staff Notice 13-322 Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules
    January 9, 2014
  - Revised CSA Notice of Amendments to NI13-101, NI31-102 and NI55-102
    August 29, 2013
  - CSA Notice - MI13-102 System Fees for SEDAR and NRD
    July 18, 2013
  - Amendments to NI 13-101
    May 14, 2013
  - CSA Notice of Amendments to NI41-101, NI44-101, NI44-102, NI81-101 and Consequential Amendments
    February 28, 2013
  - CSA Staff Notice - Update of CSA Instruments
    May 6, 2011
  - National Instrument (Consolidated up to 6 May 2011)
    May 6, 2011
  - National Instrument (Consolidated up to 1 January 2011)
    January 1, 2011
- 13-102
  System Fees for SEDAR and NRD
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    May 2, 2019
  - Multilateral Instrument (Consolidated up to 23 May 2016)
    May 23, 2016
  - Amendments to MI 13-102
    May 23, 2016
  - Multilateral Instrument (Consolidated up to 9 May 2016)
    May 9, 2016
  - Amendments to MI 13-102
    May 9, 2016
  - Amendments to MI 13-102
    December 8, 2015
  - Multilateral CSA Notice of Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) and Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    December 3, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - Multilateral Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendments to MI 13-102
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    October 12, 2013
  - CSA Staff Notice 13-320 Regarding Implementation of MI 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments to CSA National Systems Rules
    October 10, 2013
  - Revised CSA Notice of Amendments to NI 13-101, NI 31-102 and NI 55-102
    August 29, 2013
  - CSA Notice of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    July 18, 2013
- 13-103
  CSA Notice and Request for Comment - Proposed National Systems Renewal Program Rule and Related Amendments
  - CSA Notice and Request for Comment - Proposed National Systems Renewal Program Rule and Related Amendments
    May 2, 2019
- 13-315
  CSA Staff Notice - Securities Regulatory Authority Closed Dates
  - CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2021*
    December 10, 2020
  - CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2020/2021
    December 12, 2019
- 13-317
  CSA Staff Notice - Amendments to the SEDAR Filer Manual
  - CSA Staff Notice 13-317 – Amendments to the SEDAR Filer Manual
    December 13, 2010
- 13-318
  CSA Staff Notice - Changes to www.SEDAR.com
  - CSA Staff Notice 13-318 - Changes to www.SEDAR.com
    March 28, 2013
- 13-319
  CSA Staff Notice - SEDAR Filer Manual Update
  - CSA Staff Notice 13-319 - SEDAR Filer Manual Update
    January 9, 2014
- 13-320
  CSA Staff Notice - Regarding Implementation of MI13-102, System Fees for SEDAR and NRD, and Related Consequential Amendments to CSA National Systems Rules
  - CSA Staff Notice 13-320 - Regarding Implementation of MI13-102, System Fees for SEDAR and NRD, and Related Consequential Amendments to CSA National Systems Rules
    October 10, 2013
- 13-321
  CSA Staff Notice - Update on New Service Provider for the Operation of the CSA National Systems, and Implementation of Related Consequential Amendments to CSA National Systems Rules
  - CSA Staff Notice 13-321 - Update on New Service Provider for the Operation of the CSA National Systems, and Implementation of Related Consequential Amendments to CSA National Systems Rules
    November 21, 2013
- 13-322
  CSA Staff Notice - Service Transition Cutover Date for Information Management Services, and Implementation of Related Consequential Amendments to CSA National Systems Rules
  - CSA Staff Notice 13-322 - Service Transition Cutover Date for Information Management Services, and Implementation of Related Consequential Amendments to CSA National Systems Rules
    January 9, 2014
- 13-323
  CSA Multilateral Staff Notice - Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR
  - CSA Multilateral Staff Notice 13-323 - Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR
    April 21, 2016
- 14-101
  Definitions
  - 14-101.2021-04-27.en.pdf
    ???
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - National Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Amendments to NI 14-101
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - National Instrument (Consolidated up to 22 March 2013)
    March 22, 2013
  - Amendment Instrument
    March 22, 2013
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - Amendment Instrument to NI 14-101
    January 1, 2011
  - CSA Notice of NI52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to NI14-101 Definitions and Other Related Amendments
    October 1, 2010
  - National Instrument (Consolidated up to 30 April 2010)
    April 30, 2010
- Historical - historique
  - 11-101
    Principal Regulator System (Repealed)
    
    (Folder empty)
  - 11-308
    Guidelines for use of Mobility Exemptions under Part 5 of Multilateral Instrument 11-101 Principal Regulator System (Withdrawn)
    - Guidelines for use of Mobility Exemptions under Part 5 of Multilateral Instrument 11-101 Principal Regulator System
      January 30, 2006
  - 11-316
    CSA Staff Notice - Notice of Local Amendments (British Columbia) (Withdrawn)
    - CSA Staff Notice 11-316 - Notice of Local Amendments (British Columbia)
      April 13, 2012
  - 11-319
    CSA Staff Notice - Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms (withdrawn 2019-03-07)
    - CSA Staff Notice 11-319 - Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms (withdrawn 2019-03-07)
      August 16, 2012
  - 11-322
    CSA Staff Notice - Extension of Consultation Period (withdrawn 2019-03-07)
    - CSA Staff Notice 11-322 - Extension of Consultation Period (withdrawn 2019-03-07)
      June 3, 2013
  - 11-324
    CSA Staff Notice - Extension of Comment Period (Withdrawn)
    - CSA Staff Notice 11-324 - Extension of Comment Period - Proposed Amendments to NI 81-102, and Related Consequential Amendments and Other Matters Concerning NI 81-104
      June 25, 2013
  - 11-327
    CSA Staff Notice - Extension of Consultation Period for NP25-201 Guidance for Proxy Advisory Firms (withdrawn 2019-03-07)
    - CSA Staff Notice 11-327 - Extension of Consultation Period for NP25-201 Guidance for Proxy Advisory Firms (withdrawn 2019-03-07)
      June 12, 2014
  - 12-307
    CSA Staff Notice - Applications for a Decision that an Issuer is not a Reporting Issuer (Withdrawn)
    - CSA Staff Notice 12-307 - Applications for a Decision that an Issuer is not a Reporting Issuer
      July 26, 2012
CATEGORY 2
Certain Capital Market Participants
- 21-101
  Marketplace Operation
  - CSA Notice of Approval - Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
    June 18, 2020
  - CSA Notice of Approval - Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
    June 4, 2020
  - CSA Notice and Request for Comment-Proposed Amendments to National Instrument 21-101 Marketplace Operation
    April 18, 2019
  - Changes to 21-101CP
    June 2, 2018
  - CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101 and 21-101CP - Marketplace Operation
    May 24, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - National Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Amendments to NI 21-101
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - Changes to Companion Policy 21-101CP
    October 1, 2015
  - Amendments to NI 21-101
    October 1, 2015
  - CSA Notice of Approval - Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
    June 25, 2015
  - Companion Policy (Consolidated up to 31 December 2014)
    December 31, 2014
  - National Instrument (Consolidated up to 31 December 2014)
    December 31, 2014
  - Changes to Companion Policy 21-101CP
    December 31, 2014
  - Amendments to NI 21-101
    December 31, 2014
  - CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation
    October 23, 2014
  - Amendments to NI 21-101 (Amendments Required to the French Version Only)
    January 14, 2014
  - Changes to 21-101CP
    May 31, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - Amendments to 21-101CP
    July 1, 2012
  - Amendments to NI 21-101
    July 1, 2012
  - CSA Consultation Paper 91-406 - Derivatives: OTC Central Counterparty Clearing
    June 20, 2012
  - CSA Notice of Amendments to National Instrument 21-101 Marketplace Operation, 21-101CP, National Instrument 23-101 Trading Rules and 23-101CP
    March 23, 2012
  - Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
    July 29, 2011
  - Amendments to 21-101CP (Amendments required in the French version only)
    January 1, 2011
  - Amendments to NI 21-101
    January 1, 2011
  - CSA Notice of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to National Instrument 14-101 Definitions and Other Related Amendments
    October 1, 2010
  - Companion Policy (Consolidated up to 28 January 2010)
    January 28, 2010
  - National Instrument (Consolidated up to 28 January 2010)
    January 28, 2010
- 21-312
  CSA Staff Notice - Update on Consultation Paper 21-401 Real Time Market Data Fees
  - CSA Staff Notice 21-312 - Update on Consultation Paper 21-401 Real Time Market Data Fees
    June 26, 2009
- 21-313
  CSA Staff Notice - Information Processor for Exchange-Traded Securities other than Options
  - CSA Staff Notice 21-313 Information Processor for Exchange-Traded Securities other than Options
    June 27, 2014
- 21-315
  CSA Staff Notice and Request for Comment - Next Steps in Regulation and Transparency of the Fixed Income Market
  - CSA Staff Notice and Request for Comment 21-315 - Next Steps in Regulation and Transparency of the Fixed Income Market
    September 14, 2015
- 21-317
  CSA Staff Notice - Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market
  - CSA Staff Notice 21-317 - Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market
    April 21, 2016
- 21-318
  CSA Staff Notice - Information Processor for Corporate Debt Securities
  - CSA Staff Notice 21-318 - Information Processor for Corporate Debt Securities
    June 23, 2016
- 21-319
  CSA Staff Notice - Data Fees Methodology
  - CSA Staff Notice 21-319 - Data Fees Methodology
    December 8, 2016
- 21-320
  CSA Staff Notice - Update: NI 21-101 and 21-101CP - Marketplace Operation - Dealing with Government Debt Transparency
  - CSA Staff Notice 21-320 - Update: NI 21-101 and 21-101CP - Marketplace Operation - Dealing with Government Debt Transparency
    December 14, 2017
- 21-321
  CSA Staff Notice - Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities
  - CSA Staff Notice 21-321 - Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities
    December 21, 2017
- 21-322
  CSA Staff Notice - Applicability of Regulation to the Operation of MTFs or OTFs in Canada
  - CSA Staff Notice 21-322 - Applicability of Regulation to the Operation of MTFs or OTFs in Canada
    January 4, 2018
- 21-323
  CSA Staff Notice and Request for Comment - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101 and 21-101CP - Marketplace Operation
  - CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101 and 21-101CP - Marketplace Operation
    May 24, 2018
- 21-324
  CSA Staff Notice - Information Processor for Exchange-Traded Securities other than Options
  - CSA Staff Notice 21-324 - Information Processor for Exchange-Traded Securities other than Options
    June 28, 2018
- 21-325
  CSA Staff Notice - Follow-up on Marketplace Systems Incidents
  - CSA Staff Notice 21-325 - Follow-up on Marketplace Systems Incidents
    March 15, 2019
- 21-326
  CSA Staff Notice - Guidance for Reporting Material Systems Incidents
  - CSA Staff Notice 21-326 - Guidance for Reporting Material Systems Incidents
    March 15, 2019
- 21-327
  CSA Staff Notice - Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
  - CSA Staff Notice 21-327 - Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
    January 16, 2020
- 21-328
  CSA Staff Notice 328 - Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
  - CSA Staff Notice 21-328 - Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
    March 5, 2020
- 21-401
  CSA Staff Consultation Paper - Real Time Market Data Fees
  - CSA Staff Consultation Paper 21-401 - Real Time Market Data Fees
    November 8, 2012
- 21-402
  Joint CSA/IIROC Notice - Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
  - Joint CSA/IIROC Notice - Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
    March 14, 2019
- 23-101
  Trading Rules
  - Companion Policy (Consolidated up to 10 April 2017)
    April 10, 2017
  - National Instrument (Consolidated up to 10 April 2017)
    April 10, 2017
  - Changes to 23-101CP
    April 10, 2017
  - Amendments to NI 23-101
    April 10, 2017
  - CSA Notice - Amendments to NI 23-101 and 23-101CP - Trading Rules
    January 26, 2017
  - Changes to 23-101CP
    July 6, 2016
  - Amendments to NI 23-101
    July 6, 2016
  - CSA Notice of Approval - Amendments to NI 23-101 and 23-101CP - Trading Rules
    April 7, 2016
  - Changes to 23-101CP
    October 1, 2015
  - Amendments to NI 23-101
    October 1, 2015
  - CSA Notice of Approval- Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
    June 25, 2015
  - National Instrument (Consolidated up to 1 July 2012)
    July 1, 2012
  - Companion Policy (Consolidated up to 1 July 2012)
    July 1, 2012
  - Amendments to NI 23-101
    July 1, 2012
  - Amendments to 23-101CP
    July 1, 2012
  - CSA Notice of Amendments to National Instrument 21-101 Marketplace Operation, 21-101CP, National Instrument 23-101 Trading Rules and 23-101CP
    March 23, 2012
  - Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
    July 29, 2011
  - CSA Staff Notice 23-309 - Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101CP
    June 25, 2010
  - National Instrument (Consolidated up to 28 January 2010)
    January 28, 2010
  - Companion Policy (Consolidated up to 28 January 2010)
    January 28, 2010
- 23-102
  Use of Client Brokerage Commissions
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - National Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Amendments to NI 23-102
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - National Instrument (Consolidated up to 11 January 2015)
    January 11, 2015
  - Amendments to NI 23-102
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Companion Policy
    June 30, 2010
  - National Instrument
    June 30, 2010
- 23-103
  Electronic Trading
  - Companion Pollicy (Consolidation up to 5 May 2015)
    May 5, 2015
  - Changes to 23-103CP
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Companion Policy (Consolidated up to 1 March 2014)
    March 1, 2014
  - National Instrument (Consolidated up to 1 March 2014)
    March 1, 2014
  - Amendment Instrument to NI 23-103
    March 1, 2014
  - CSA Notice of Amendments to NI 23-103
    July 4, 2013
  - Companion Policy
    March 1, 2013
  - National Instrument
    March 1, 2013
  - CSA Notice of Adoption of NI 23-103 Electronic Trading and consequential amendments to MI 11-102
    June 28, 2012
- 23-303
  Update on Concept Paper 23-402 - Best execution and soft dollar arrangements
  - Update on Concept Paper 23-402 - Best execution and soft dollar arrangements
    January 11, 2006
- 23-308
  CSA/IIROC Joint Staff Notice - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404
  - CSA/IIROC Joint Staff Notice - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404
    May 28, 2010
- 23-309
  CSA Staff Notice - Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 and 23-101CP
  - CSA Staff Notice 23-309 - Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 and 23-101CP
    June 25, 2010
- 23-311
  Joint CSA/IIROC Staff Notice - Regulatory Approach to Dark Liquidity in the Canadian Market
  - Joint CSA/IIROC Staff Notice - Regulatory Approach to Dark Liquidity in the Canadian Market
    July 29, 2011
- 23-312
  CSA and IIROC Joint Notice and Request for Comment - Transparency of Short Selling and Failed Trades
  - CSA and IIROC Joint Notice and Request for Comment - Transparency of Short Selling and Failed Trades
    March 2, 2012
- 23-314
  CSA Staff Notice - Frequently Asked Questions About National Instrument 23-103 Electronic Trading
  - CSA Staff Notice - Frequently Asked Questions About National Instrument 23-103 Electronic Trading
    December 20, 2012
- 23-315
  CSA/IIROC Notice - Summary of Comments on CSA/IIROC Notice 23-312 Request for Comments Transparency of Short Selling and Failed Trades
  - CSA/IIROC Notice - Summary of Comments on CSA/IIROC Notice 23-312 Request for Comments Transparency of Short Selling and Failed Trades
    February 28, 2013
- 23-316
  CSA Staff Notice - Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101CP - Trading Rules
  - CSA Staff Notice 23-316 - Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101CP - Trading Rules
    June 20, 2016
- 23-319
  Joint CSA/IIROC Staff Notice - Internalization in the Canadian Market
  - Joint CSA/IIROC Staff Notice 23-319 - Internalization in the Canadian Market
    December 5, 2017
- 23-320
  CSA Staff Notice - Consideration of the Markets in Financial Instruments Directive (MiFID II) - Unbundling Requirements on the Regulatory Requirements in Canada
  - CSA Staff Notice 23-320 - Consideration of the Markets in Financial Instruments Directive (MiFID II) - Unbundling Requirements on the Regulatory Requirements in Canada
    December 14, 2017
- 23-322
  CSA Staff Notice - Trading Fee Rebate Pilot Study
  - CSA Staff Notice 23-322 - Trading Fee Rebate Pilot Study
    March 16, 2018
- 23-323
  CSA Staff Notice and Request for Comment - Trading Fee Rebate Pilot Study
  - CSA Staff Notice and Request for Comment 23-323 - Trading Fee Rebate Pilot Study
    December 18, 2018
- 23-324
  CSA Staff Notice - Order Protection Rule: Market Share Threshold for the period April 1 2019 to March 31 2020
  - CSA Staff Notice 23-324 - Order Protection Rule: Market Share Threshold for the period April 1 2019 to March 31 2020
    January 31, 2019
- 23-325
  CSA Notice 23-325 - Trading Fee Rebate Study
  - CSA Notice 23-325 - Trading Fee Rebate Study
    January 23, 2020
- 23-326
  CSA Notice 23-326 - Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
  - CSA Notice 23-326 - Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
    February 13, 2020
- 23-327
  CSA Notice 23-327 - Update on Internalization within the Canadian Equity Market
  - CSA Notice 23-327 - Update on Internalization within the Canadian Equity Market
    August 20, 2020
- 23-328
  CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the Period April 1, 2021 to March 31, 2022
  
  (Folder empty)
- 23-406
  Joint CASA/IIROC Consultation Paper - Internalization within the Canadina Equity Market
  - Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
    March 12, 2019
- 24-101
  Institutional Trade Matching and Settlement
  - Amendments to 24-101CP
    September 5, 2017
  - Amendments to NI 24-101
    September 5, 2017
  - CSA Notice - Amendments to NI 24-101 and 24-101CP - Institutional Trade Matching and Settlement
    April 27, 2017
  - National Instrument (Consolidated up to 11 January 2015)
    January 11, 2015
  - Amendments to NI 24-101
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Amendments to NI 24-101
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - CSA Staff Notice 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade and 24-101CP
    May 6, 2011
  - Companion Policy (Consolidated up to 1 July 2010)
    July 1, 2010
  - National Instrument (Consolidated up to 1 July 2010)
    July 1, 2010
- 24-102
  Clearing Agency Requirements
  - CSA Notice and Request for Comment - Proposed Amendments to NI 24-102 and 24-102CP - Clearing Agency Requirements
    March 19, 2020
  - CSA Notice and Request for Comment - Proposed Amendments to NI 24-102 and 24-102CP - Clearing Agency Requirements
    October 18, 2018
  - Companion Policy
    February 17, 2016
  - National Instrument
    February 17, 2016
  - CSA Notice of Approval - NI 24-102 and 24-102CP, and Notice and Request for Comments - Proposed Amendments to 24-102CP
    December 3, 2015
- 24-301
  Responses to comments received on Discussion Paper 24-401 on Straight-Through Processing
  - Responses to comments received on Discussion Paper 24-401 on Straight-Through Processing
    February 22, 2005
- 24-302
  Entitlement Payments to The Canadian Depository for Securities Limited (CDS)
  - Entitlement Payments to The Canadian Depository for Securities Limited (CDS)
    March 3, 2006
- 24-304
  CSA-Industry Working Group on National Instrument 24-101 – Institutional Trade Matching and Settlement
  - CSA-Industry Working Group on National Instrument 24-101 - Institutional Trade Matching and Settlement
    July 6, 2007
- 24-305
  Frequently Asked Questions About National Instrument 24-101 Institutional Trade Matching and Settlement and Related Companion Policy
  - CSA Staff Notice 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade and 24-101CP
    May 6, 2011
  - Frequently Asked Questions About National Instrument 24-101 Institutional Trade Matching and Settlement and Related Companion Policy
    December 14, 2007
- 24-306
  National Instrument 24-101 Institutional Trade Matching and Settlement - Exception Reporting
  - National Instrument 24-101 Institutional Trade Matching and Settlement - Exception Reporting
    February 1, 2008
- 24-309
  Publication of Clearing Agency Requirements in Ontario, Quebec and Manitoba
  - CSA Multilateral Staff Notice 24-309 Publication of Clearing Agency Requirements in Ontario, Quebec and Manitoba
    December 18, 2013
- 24-310
  CSA Staff Notice - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
  - CSA Staff Notice 24-310 Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
    July 17, 2014
- 24-313
  CSA Staff Notice - Preparing for the Implementation of T+2 Settlement
  - CSA Staff Notice 24-312 - Preparing for the Implementation of T+2 Settlement
    April 2, 2015
- 24-314
  CSA Staff Notice - Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
  - CSA Staff Notice 24-314 - Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
    May 26, 2016
- 24-315
  CSA Staff Notice - Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
  - CSA Staff Notice 24-315 - Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
    February 9, 2017
- 24-316
  CSA Staff Notice - Feedback on CSA Consultation Paper 24-402 - Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
  - CSA Staff Notice 24-316 - Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
    August 3, 2017
- 24-317
  CSA Multilateral Notice - Notice of Relief from Certain Filing Provisions under National Instrument 24-101 Institutional Trade Matching and Settlement
  - CSA Multilateral Notice 24-317 - Notice of Relief from Certain Filing Provisions under National Instrument 24-101 Institutional Trade Matching and Settlement
    March 26, 2020
- 25-101
  Designated Rating Organizations
  - CSA Notice and Request for Comment - Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, and 81-102CP
    July 6, 2017
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendment Instrument to NI 25-101
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
    February 19, 2015
  - CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments
    January 23, 2014
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - National Instrument
    April 20, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
- 25-102
  CSA Notice and Request for Comment - Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators
  - CSA Notice and Request for Comment - Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators
    March 14, 2019
- 25-201
  Guidance for Proxy Advisory Firms
  - National Policy 25-201
    April 30, 2015
  - CSA Notice of publication National Policy 25-201 Guidance for Proxy Advisory Firms
    April 30, 2015
  - CSA Staff Notice 11-327 - Extension of Consultation Period for NP 25-201 Guidance for Proxy Advisory Firms
    June 12, 2014
  - CSA Notice and Request for Comment Proposed National Policy 25-201 Guidance for Proxy Advisory Firms
    April 24, 2014
- 25-301
  CSA Notice - Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
  - 25-301 - CSA Notice - Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
    September 19, 2013
- 25-302
  CSA Notice - CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
  - 25-302.2020-11-26.en.pdf
    ???
- 25-401
  CSA Consultation Paper - Potential Regulation of Proxy Advisory Firms
  - CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms
    June 21, 2012
- 25-402
  CSA Consultation Paper - Consultation on the Self-Regulatory Organization Framework
  - CSA Consultation Paper 25-402 - Consultation on the Self-Regulatory Organization Framework
    June 25, 2020
- 25-403
  CSA Consultation Paper 25-403 Activist Short Selling
  - CSA Consultation Paper 25-403 Activist Short Selling
    December 10, 2020
- Historical - historique
  - 21-304
    CSA Notice - Notice of Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors (withdrawn 2019-03-07)
    - CSA Notice - 21-304 - Notice of Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors (withdrawn 2019-03-07)
      July 18, 2006
  - 21-306
    CSA Staff Notice - Extension of Comment Period - Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor (withdrawn 2019-03-07)
    - CSA Staff Notice 21-306 - Extension of Comment Period - Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor (withdrawn 2019-03-07)
      June 26, 2007
  - 21-309
    CSA Staff Notice - Information Processor for Exchange-Traded Securities Other than Options (Withdrawn)
    - CSA Staff Notice 21-309
      June 5, 2009
  - 21-310
    CSA Staff Notice - Information Processor for Corporate Debt Securities (Withdrawn)
    - CSA Staff Notice 21-310 - Information Processor for Corporate Debt Securities
      June 26, 2009
  - 21-314
    CSA Staff Notice - Information Processor for Corporate Debt Securities (Withdrawn)
    - CSA Staff Notice 21-314 Information Processor for Corporate Debt Securities
      June 27, 2014
  - 23-302
    CSA Staff Notice 23-302 – Joint Regulatory Notice –Electronic Audit Trail Initiative (TREATS) (withdrawn 2019-03-07)
    - CSA Staff Notice 23-302 – Joint Regulatory Notice – Electronic Audit Trail Initiative (TREATS) (withdrawn 2019-03-07)
      April 25, 2005
  - 23-304
    Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (withdrawn 2019-03-07)
    - Joint CSA/SRO Notice 23-304 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (withdrawn 2019-03-07)
      March 17, 2006
  - 23-306
    CSA Staff Notice - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (withdrawn 2019-03-07)
    - CSA Staff Notice 23-306 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (withdrawn 2019-03-07)
      January 9, 2009
  - 23-317
    CSA Staff Notice - Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 (expired)
    - CSA Staff Notice 23-317 - Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018
      January 30, 2017
  - 23-321
    CSA Staff Notice - Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 (expired)
    - CSA Staff Notice 23-321 - Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
      January 25, 2018
CATEGORY 3
Registration Requirements and Related Matters
- 31-102
  National Registration Database
  - National Instrument (Consolidated up to 13 January 2014)
    January 13, 2014
  - Amendment Instrument to NI 31-102
    January 13, 2014
  - CSA Staff Notice 13-322 Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules
    January 9, 2014
  - Revised CSA Notice of Amendments to NI 13-101, NI 31-102 and NI 55-102
    August 29, 2013
  - CSA Notice of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    July 18, 2013
  - Companion Policy
    September 28, 2009
  - National Instrument
    September 28, 2009
- 31-103
  Registration Requirements, Exemptions and Ongoing Registrant Obligations
  - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients
    July 16, 2021
  - CSA Staff Notice - Amendments to 45-106 and 31-103 - Syndicated Mortgages
    August 6, 2020
  - CSA Staff Notice 31-103 - Proposed Amendments to 31-103 to Enhance Protection of Older and Vulnerable Clients
    March 5, 2020
  - CSA Staff Notice - Amendments to 45-106 and 31-103 - Syndicated Mortgages
    December 11, 2019
  - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements,Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements,Exemptions and Ongoing Registrant Obligations Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
    October 3, 2019
  - CSA Notice of Amendments to NI 45-106 and NI 31-103 - Syndicated Mortgages
    March 15, 2019
  - CSA Notice - Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments
    March 14, 2019
  - Amendments to NI 31-103
    June 12, 2018
  - Amendments to NI 31-103
    June 12, 2018
  - CSA Notice of Amendments to NI 45-102 and 45-102CP, to NI 31-103, and to NP 11-206
    March 29, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - CSA Notice of Amendments to NI 31-103 and 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations; and NI 33-109 and 33-109CP - Registration Information
    July 27, 2017
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - Companion Policy (Consolidated up to 01 February 2017)
    February 1, 2017
  - National Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Changes to 31-103CP
    February 1, 2017
  - Amendments to NI 31-103
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - National Instrument (Consolidated up to October 5 2016)
    October 5, 2016
  - Companion Policy (Consolidated up to 5 May 2015)
    May 5, 2015
  - Changes to 31-103CP
    May 5, 2015
  - Amendments to NI 31-103
    May 5, 2015
  - CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Changes to 31-103CP (Blackline)
    January 11, 2015
  - Amendments to NI 31-103
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Amendments to 31-103CP
    September 22, 2014
  - Amendments to NI 31-103
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - CSA Staff Notice 31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103
    May 29, 2014
  - Companion Policy (Consolidated up to 1 May 2014)
    May 1, 2014
  - National Instrument (Consolidated up to 1 May 2014)
    May 1, 2014
  - Changes to 31-103CP (Black line document)
    May 1, 2014
  - Amendments to NI 31-103
    May 1, 2014
  - Amendments to NI 31-103 (Amendments Required to the French Version Only)
    January 14, 2014
  - CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
    January 9, 2014
  - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
    December 19, 2013
  - Amendments to NI 31-103
    July 15, 2013
  - Amendments to 31-103CP (Blackline)
    July 15, 2013
  - Amendments to NI 31-103
    May 31, 2013
  - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP
    March 28, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice and Request for Comment on NI 31-103 and 31-103CP - Dispute Resolution Service - OBSI
    November 15, 2012
  - Amendments to 31-103CP
    September 28, 2012
  - Companion Policy 31-103 ( Consolidated up to 28 September 2012)
    September 28, 2012
  - CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101
    July 26, 2012
  - CSA Notice of Multilateral Policy 31-202 - Registration Requirement for Investment Fund Managers and Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
    July 5, 2012
  - CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms
    June 21, 2012
  - Amendments to 31-103CP
    February 28, 2012
  - Amendments to NI 31-103
    February 28, 2012
  - National Instrument (Consolidated up to 28 February 2012)
    February 28, 2012
  - CSA Notice and Request for Comment - Multilateral Instrument 32-102 Registration Exemptions for Non-Resident Investment Fund Managers and Companion Policy 32-102CP
    February 10, 2012
  - CSA Notice of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Amendments to 31-103CP
    November 25, 2011
  - CSA Staff Notice 31-329 - Omnibus/Blanket orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions
    September 28, 2011
  - CSA Staff Notice 31-328 - Revocation of Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
    September 16, 2011
  - CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category
    September 2, 2011
  - CSA Staff Notice 31-326 - Outside Business Activities
    July 15, 2011
  - Companion Policy (Consolidated up to 11 July 2011)
    July 11, 2011
  - National Instrument (Consolidated up to 11 July 2011)
    July 11, 2011
- 31-202
  Multilateral Policy - Registration Requirement for Investment Fund Managers
  - Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers
    September 28, 2012
  - CSA Notice of Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers and Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
    July 5, 2012
- 31-317
  CSA Staff Notice - Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers
  - 31-317 - CSA Staff Notice - Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers (Revised)
    July 30, 2010
- 31-323
  CSA Staff Notice - Guidance Relating to the Registration Obligations of Mortgage Investment Entities
  - 31-323 - CSA Staff Notice - Guidance Relating to the Registration Obligations of Mortgage Investment Entities
    February 25, 2011
- 31-324
  CSA Staff Notice - Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions
  - 31-324 - CSA Staff Notice - Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions
    June 22, 2011
- 31-325
  CSA Staff Notice - Marketing Practices of Portfolio Managers
  - 31-330 - CSA Staff Notice - Omnibus/Blanket Orders Extending Certain Transition Provisions Relating to the Investment Fund Manager Registration Requirement and the Obligation to Provide Dispute Resolution Services
    July 5, 2012
  - 31-325 - CSA Staff Notice - Marketing Practices of Portfolio Managers
    July 5, 2011
- 31-332
  CSA Staff Notice - Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers
  - 31-332 - CSA Staff Notice - Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers
    January 17, 2013
- 31-334
  CSA Staff Notice - CSA Review of Relationship Disclosure Practices
  - 31-334 - CSA Staff Notice - CSA Review of Relationship Disclosure Practices
    July 18, 2013
- 31-336
  CSA Staff Notice - Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
  - CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
    January 9, 2014
- 31-337
  CSA Staff Notice - Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance
  - 31-337 - CSA Staff Notice - Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance
    February 27, 2014
- 31-338
  CSA Staff Notice - Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization
  - 31-338 - CSA Staff Notice - Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization
    May 1, 2014
- 31-340
  CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2014
  - 31-340 - CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2014
    March 19, 2015
- 31-342
  CSA Staff Notice - Guidance for Portfolio Managers Regarding Online Advice
  - CSA Staff Notice - Guidance for Portfolio Managers Regarding Online Advice
    September 24, 2015
- 31-343
  CSA Staff Notice - Conflicts of Interest in Distributing Securities of Related or Connected Issuers
  - CSA Staff Notice - Conflicts of Interest in Distributing Securities of Related or Connected Issuers
    November 19, 2015
- 31-344
  CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2015
  - CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2015
    April 7, 2016
- 31-345
  CSA Staff Notice - Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance
  - CSA Staff Notice - Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance
    April 14, 2016
- 31-346
  CSA Staff Notice - Guidance as to the Scope of the International Dealer Exemption in Relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers
  - CSA Staff Notice - Guidance as to the Scope of the International Dealer Exemption in Relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers
    September 1, 2016
- 31-347
  CSA Staff Notice - Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members
  - CSA Staff Notice - Guidance as to the Scope of the International Dealer Exemption in Relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers
    November 17, 2016
- 31-348
  CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2016
  - CSA Staff Notice 31-348 - OBSI Joint Regulators Committee Annual Report for 2016
    March 23, 2017
- 31-349
  CSA Staff Notice - Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions
  - CSA Staff Notice 31-349 - Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions
    July 13, 2017
- 31-350
  CSA Staff Notice - Guidance on Small Firms Compliance and Regulatory Obligations
  - CSA Staff Notice 31-350 - Guidance on Small Firms Compliance and Regulatory Obligations
    May 18, 2017
- 31-351
  Joint CSA, IIROC and MFDA Notice - Complying with requirements regarding the Ombudsman for Banking Services and Investments
  - CSA Staff Notice 31-351, IIROC Notice 17-0229 and MFDA Bulletin #0736-M - Complying with requirements regarding the Ombudsman for Banking Services and Investments
    December 7, 2017
- 31-352
  CSA Staff Notice - Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
  - CSA Staff Notice 31-352 - Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
    February 22, 2018
  - CSA Guide to Monthly Suppression of Terrorism and Canadian Sanctions Reporting (“STCS Guide”)
    February 22, 2018
  - Monthly Suppression of Terrorism and Canadian Sanctions Report
    February 22, 2018
- 31-353
  CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2017
  - CSA Staff Notice 31-353 - OBSI Joint Regulators Committee Annual Report for 2017
    March 29, 2018
- 31-354
  CSA Staff Notice 31 - 354 - Suggested Practices for Engaging with Older or Vulnerable Clients
  - CSA Staff Notice 31-354 - Suggested Practices for Engaging with Older or Vulnerable Clients
    June 21, 2019
- 31-355
  CSA Staff Notice 31-355 - OBSI Joint Regulators Committee Annual Report for 2018
  - CSA Staff Notice 31-355 - OBSI Joint Regulators Committee Annual Report for 2018
    August 15, 2019
- 31-356
  CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision
  - CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision
    August 22, 2019
- 31-357
  CSA Staff Notice 31-357 - Blanket Orders/Class Orders Re Certain Client Focused Reforms Provisions Of Ni 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations
  - CSA Staff Notice 31-357 - Blanket Orders/Class Orders Re Certain Client Focused Reforms Provisions Of Ni 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations
    April 16, 2020
- 31-358
  CSA Staff Notice 31-358 - Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  - CSA Staff Notice 31-358 - Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
    July 2, 2020
- 31-359
  CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
  - CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
    August 27, 2020
- 32-301
  CSA Staff Notice - Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients
  - 32-301 - CSA Staff Notice - Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients
    March 26, 2015
- 32-302
  Multilateral CSA Notice - Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
  - Multilateral CSA Notice 32-302 - Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
    August 15, 2018
- 33-105
  Underwriting Conflicts
  - National Instrument (Consolidated up to 8 September 2015)
    September 8, 2015
  - Amendment Instrument to NI 33-105
    September 8, 2015
  - CSA Notice of Amendments to National Instrument 33-105 - Underwriting Conflicts
    June 25, 2015
  - Amendment Instrument to NI 33-105
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - National Instrument (Consolidated up to 22 June 2012)
    June 22, 2012
  - Amendment Instrument to NI 33-105
    June 22, 2012
  - Companion Policy (Consolidated up to 24 October 2011 - French version only)
    October 24, 2011
  - Amendment Instrument to 33-105CP (French version only)
    October 24, 2011
  - Companion Policy (Consolidated up to 28 September 2009)
    September 28, 2009
  - Amendment Instrument to 33-105CP
    September 28, 2009
  - Amendment Instrument to NI 33-105
    September 28, 2009
  - Amendment Instrument to NI 33-105
    September 28, 2009
  - Companion Policy
    May 11, 2005
  - National Instrument
    May 11, 2005
- 33-109
  Registration Information
  - Amendments to NI 33-109
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - CSA Notice of Amendments to NI 31-103 and 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations; and NI 33-109 and 33-109CP - Registration Information
    July 27, 2017
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - Companion Policy (Consolidated up to 11 January 2015)
    January 11, 2015
  - National Instrument (Consolidated up to 11 January 2015)
    January 11, 2015
  - Changes to 33-109CP (Blackline)
    January 11, 2015
  - Amendments to NI 33-109
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Amendments to NI 33-109
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to NI 33-109
    May 31, 2013
  - Amendments to NI 33-109
    April 12, 2013
  - National Instrument (Consolidated up to 12 April 2013)
    April 12, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon
    November 15, 2012
  - CSA Staff Notice 31-326 - Outside Business Activities
    July 15, 2011
  - AmendmentS to NI 33-109
    July 11, 2011
  - Companion Policy (Consolidated up to 11 July 2011)
    July 11, 2011
  - CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions and 31-103CP, and Amendments to NI 33-109 Registration Information and 33-109CP
    April 15, 2011
  - Amendments to NI 33-109
    January 1, 2011
  - Amendments to NI 33-109
    December 29, 2010
  - CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions and 31-103CP, and Amendments to NI 33-109 Registration Requirements
    October 1, 2010
  - Companion Policy
    September 28, 2009
  - National Instrument
    September 28, 2009
- 33-315
  Suitability Obligation and Know Your Product
  - 33-315 - CSA Staff Notice - Suitability Obligation and Know Your Product
    September 2, 2009
- 33-316
  Status Report on Consultation under CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients
  - CSA Staff Notice 33-316 - Status Report on Consultation under CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients
    December 17, 2013
- 33-317
  CSA Staff Notice - Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients
  - CSA Staff Notice 33-317 - Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients
    March 31, 2016
- 33-318
  CSA Staff Notice - Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives
  - CSA Staff Notice 33-318 - Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives
    December 15, 2016
- 33-320
  CSA Staff Notice - The Requirement for True and Complete Applications for Registration
  - CSA Staff Notice 33-320 - The Requirement for True and Complete Applications for Registration
    July 13, 2017
- 33-321
  CSA Staff Notice - Cyber Security and Social Media
  - CSA Staff Notice 33-321 - Cyber Security and Social Media
    October 19, 2017
- 33-403
  - CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers
    October 25, 2012
- 33-404
  CSA Consultation Paper - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
  - CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
    April 28, 2016
- 34-202
  Registrants Acting as Corporate Directors
  - Multilateral Policy (Consolidated up to 29 September 2009)
    September 28, 2009
  - Amendment Instrument to MP 34-202
    September 28, 2009
  - Multilateral Policy
    December 13, 2004
- 35-101
  Conditional Exemption From Registration for United States Broker-Dealers and Agents
  - Companion Policy
    May 16, 2005
  - National Instrument
    May 16, 2005
- Historical - historique
  - 31-101
    National Registration System (REPEALED)
    
    (Folder empty)
  - 31-201
    National Registration System (NP) (Repealed)
    
    (Folder empty)
  - 31-308
    Frequently asked questions regarding National Instrument 31-101 and National Policy 31-201 (Withdrawn)
    
    (Folder empty)
  - 31-309
    Proposed National Instrument 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements (Withdrawn)
    
    (Folder empty)
  - 31-310
    CSA Staff Notice Relating to Proposed National Instrument 31-103 Registration Requirements (Withdrawn)
    
    (Folder empty)
  - 31-311
    Proposed National Instrument 31-103 Registration Requirements and Exemptions - Transition into the New Registration Regime (Withdrawn)
    
    (Folder empty)
  - 31-312
    CSA Staff Notice - The Exempt Market Dealer Category Under National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn)
    
    (Folder empty)
  - 31-313
    CSA Staff Notice - National Instrument 31-103 Registration Requirements and Exemptions and Related Instruments - FAQ's as of 18 December 2009 (Withdrawn 2015-07-16)
    - 31-313 - CSA Staff Notice - National Instrument 31-103 Registration Requirements and Exemptions and Related Instruments - FAQ's as of 18 December 2009 (Withdrawn 2015-07-16)
      December 18, 2009
  - 31-314
    CSA Staff Notice – National Instrument 31-103 Registration Requirements and Exemptions and Related Instruments – FAQs as of February 5, 2010 (Withdrawn 2015-07-16)
    - 31-314 - CSA Staff Notice – National Instrument 31-103 Registration Requirements and Exemptions and Related Instruments – FAQs as of February 5, 2010 (Withdrawn 2015-07-16)
      February 5, 2010
  - 31-315
    CSA Staff Notice - Omnibus/Blanket Orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn 2015-07-16)
    - 31-315 - CSA Staff Notice - Omnibus/Blanket Orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn 2015-07-16)
      February 26, 2010
  - 31-316
    CSA Staff Notice - Blanket Order Exempting Persons and Companies from the Requirement to Register when Trading in Short-term Debt Instruments (Withdrawn)
    
    (Folder empty)
  - 31-318
    CSA Staff Notice - Omnibus/blanket order exempting mortgage investment entities from the requirement to register as investment fund managers and advisers (Withdrawn)
    
    (Folder empty)
  - 31-319
    CSA Notice - Further Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 - Registration Requirements and Exemptions (Withdrawn)
    
    (Folder empty)
  - 31-321
    CSA Staff Notice - Further Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn)
    
    (Folder empty)
  - 31-322
    CSA Staff Notice - Extension of Omnibus/Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers (Withdrawn)
    
    (Folder empty)
  - 31-326
    CSA Staff Notice - Outside Business Activities (Withdrawn 2015-07-16)
    - 31-326 - CSA Staff Notice - Outside Business Activities (Withdrawn 2015-07-16)
      July 15, 2011
  - 31-327
    CSA Staff Notice - Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
    - 31-327 - CSA Staff Notice - Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
      September 2, 2011
  - 31-328
    CSA Staff Notice - Revocation of Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (Withdrawn 2015-07-16)
    - 31-328 - CSA Staff Notice - Revocation of Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (Withdrawn 2015-07-16)
      September 16, 2011
  - 31-329
    CSA Staff Notice - Omnibus/Blanket Orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions (Withdrawn 2015-07-16)
    - 31-329 - CSA Staff Notice - Omnibus/Blanket Orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions (Withdrawn 2015-07-16)
      September 28, 2011
  - 31-330
    CSA Staff Notice - Omnibus/Blanket Orders Extending Certain Transition Provisions Relating to the Investment Fund Manager Registration Requirement and the Obligation to Provide Dispute Resolution Services (Withdrawn 2015-07-16)
    - 31-330 CSA Staff Notice - Omnibus/Blanket Orders Extending Certain Transition Provisions Relating to the Investment Fund Manager Registration Requirement and the Obligation to Provide Dispute Resolution Services (Withdrawn 2015-07-16)
      July 5, 2012
  - 31-331
    CSA Staff Notice - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
    - 31-331 - CSA Staff Notice - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
      July 12, 2012
  - 31-333
    CSA Staff Notice - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
    - 31-333 - CSA Staff Notice - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn 2015-07-16)
      February 7, 2013
  - 31-335
    CSA Staff Notice - Extension of Interim Relief for Members of IIROC from the Requirement in section 14.2(1) of NI 31-103 (Withdrawn 2015-07-16)
    - 31-335 - CSA Staff Notice - Extension of Interim Relief for Members of IIROC from the Requirement in section 14.2(1) of NI 31-103 (Withdrawn 2015-07-16)
      October 3, 2013
  - 31-339
    CSA Staff Notice - Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103 (withdrawn 2019-03-08)
    - CSA Staff Notice - Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103 (withdrawn 2019-03-08)
      May 29, 2014
  - 31-341
    CSA Staff Notice - Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (withdrawn 2019-03-07)
    - CSA Staff Notice - Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (withdrawn 2019-03-07)
      May 21, 2015
  - 32-102
    Registration Exemptions for Non-Resident Investment Fund Managers (Cancelled - see 31-202)
    
    (Folder empty)
  - 33-102
    Regulation of Certain Registrant Activities (Repealed)
    
    (Folder empty)
  - 33-313
    International Financial Reporting Standards and Registrants (Withdrawn)
    
    (Folder empty)
  - 33-314
    International Financial Reporting Standards and Registrants (Withdrawn)
    
    (Folder empty)
CATEGORY 4
Distribution Requirements
- 41-101
  General Prospectus Requirements
  - CSA Notice and Request for Comment - Canadian securities regulators seek comment on the proposed modernization of the prospectus filings model for investment funds
    January 27, 2022
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - Amendments to NI 41-101
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - Companion Policy (Consolidated up to March 08 2017)
    March 8, 2017
  - National Instrument (Consolidated up to March 08 2017)
    March 8, 2017
  - Changes to 41-101CP
    March 8, 2017
  - Amendments to NI 41-101
    March 8, 2017
  - CSA Notice of Amendments to NI 41-101 - General Prospectus Requirements, to 41-101CP, and Related Consequential Amendments
    December 8, 2016
  - CSA Notice and Request for Comment - CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts, Proposed Amendments to National Instrument 81-102 Investment Funds, and Related Consequential Amendments
    December 10, 2015
  - Changes to 41-101CP
    December 8, 2015
  - Amendments to NI 41-101
    December 8, 2015
  - Amendment to NI 41-101
    November 17, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Changes to 41-101CP
    June 30, 2015
  - Amendments to NI 41-101
    June 30, 2015
  - CSA Notice and Request For Comment - Amendments to National Instrument 41-101 General Prospectus Requirements and Related Consequential Amendments
    June 18, 2015
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendments Instrument to NI 41-101
    May 5, 2015
  - CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110
    April 9, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - National Instrument (Consolidated up to 24 October 2014)
    October 24, 2014
  - Amendments to NI 41-101
    October 24, 2014
  - Amendments to NI 41-101
    September 30, 2014
  - Amendments to NI 41-101
    September 22, 2014
  - CSA Notice of Repeal and Replacement of National Instrument 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102
    July 17, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to NI 41-101
    January 1, 2014
  - CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104
    October 3, 2013
  - Amendments to NI 41-101
    August 13, 2013
  - Changes to 41-101CP
    August 13, 2013
  - Companion Policy (Consolidated up to 13 August 2013)
    August 13, 2013
  - Amendments to NI 41-101
    May 31, 2013
  - Amendmentsto NI 41-101
    May 31, 2013
  - Changes to 41-101CP
    May 31, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - Amendments to 41-101 CP
    May 14, 2013
  - Amendments to NI 41-101
    May 14, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments
    March 14, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form
    January 10, 2013
  - CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon
    November 15, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - Amendments to NI 41-101
    April 30, 2012
  - Amendments to NI 41-101
    April 20, 2012
  - CSA Notice of Amendments to National Instrument 81-102 Mutual Funds and 81-102CP, and to National Instruments 81-101, 41-101 and 81-106
    February 9, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
  - CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising
    September 13, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Amendments to NI 41-101
    January 1, 2011
  - Companion Policy (Consolidated up to 1 January 2011)
    January 1, 2011
  - Amendments to NI 41-101
    December 30, 2010
  - CSA Notice of Amendments - National Instrument 41-101 General Prospectus Requirements and 41-101CP, National Instrument 44-101 Short Form Prospectus Distributions and 44-101CP and National Instrument 44-102 Shelf Distributions
    October 1, 2010
  - Amendments to NI 41-101
    June 30, 2010
  - CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2
    April 9, 2010
  - CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2
    October 9, 2009
  - National Instrument (Consolidated up to 8 September 2008)
    September 8, 2008
- 41-201
  Income Trusts and Other Indirect Offerings
  - National Policy (Consolidated up to 13 August 2013)
    August 13, 2013
  - Changes to NP 44-201
    August 13, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - National Policy (Consolidated up to 1 January 2011)
    January 1, 2011
- 41-305
  Share Structure Issues – Initial Public Offerings
  - CSA Staff Notice 41-305 - Share Structure Issues – Initial Public Offerings
    September 24, 2010
- 41-306
  CSA Staff Notice - IFRS Transition – Prospectus Issues
  - CSA Staff Notice 41-306 - IFRS Transition – Prospectus Issues
    September 29, 2011
- 41-307
  CSA Staff Notice - Corporate Finance Prospectus Guidance
  - CSA Staff Notice 41-307 (Revised) Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering
    March 25, 2021
  - CSA Staff Notice 41-307 - Corporate Finance Prospectus Guidance
    March 2, 2012
- 43-101
  Standards of Disclosure for Mineral Projects
  - National Instrument (Consolidated up to 9 May 2016)
    May 9, 2016
  - Amendments to NI 43-101
    May 9, 2016
  - Companion Policy (Consolidated up to 25 February 2016)
    February 25, 2016
  - CSA Notice of Changes to Companion Policy 43-101CP - Standards of Disclosure for Mineral Projects
    February 25, 2016
  - CSA Staff Notice 43-309 Review of Website Investor Presentations by Mining Issuers
    April 9, 2015
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising
    September 13, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    July 15, 2011
  - Companion Policy
    June 30, 2011
  - National Instrument
    June 30, 2011
- 43-306
  Technical reports filed for prospectus offerings
  - Technical reports filed for prospectus offerings
    June 2, 2006
- 43-307
  CSA Staff Notice - Mining Technical Reports - Preliminary Economic Assessments
  - CSA Staff Notice 43-307 - Mining Technical Reports - Preliminary Economic Assessments
    August 16, 2012
- 43-308
  CSA Staff Notice - Professional Associations under NI 43-101 Standards of Disclosure for Mineral Projects
  - CSA Staff Notice 43-308 (Revised) - Professional Associations under NI 43-101 Standards of Disclosure for Mineral Projects
    February 21, 2013
  - CSA Staff Notice 43-308 - Professional Associations under NI 43-101 Standards of Disclosure for Mineral Projects
    August 16, 2012
- 43-309
  CSA Staff Notice - Review of Website Investor Presentations by Mining Issuers
  - CSA Staff Notice 43-309 - Review of Website Investor Presentations by Mining Issuers
    April 9, 2015
- 43-310
  CSA Staff Notice - Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
  - CSA Staff Notice 43-310 - Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
    March 5, 2020
- 43-311
  CSA Staff Notice - Review of Mineral Resource Estimates in Technical Reports
  - CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
    June 4, 2020
- 44-101
  Short Form Prospectus Distributions
  - Amendments to NI 44-101
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - Amendments to NI 44-101
    December 8, 2015
  - Amendment to NI 44-101
    November 17, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - National Instrument (Consolidated up to 11 April 2014)
    April 11, 2014
  - Amendment Intrument to NI 44-101
    April 11, 2014
  - Companion Policy (Consolidated up to 13 August 2013)
    August 13, 2013
  - Changes to 44-101CP
    August 13, 2013
  - Amendment Instrument to NI 44-101
    August 13, 2013
  - Amendment Instrument to NI 44-101
    May 31, 2013
  - Changes to 44-101CP
    May 31, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - Amendment Instrument to 44-101 CP
    May 14, 2013
  - Amendment Instrument to NI 44-101
    May 14, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - Amendment Instrument to NI 44-101
    April 20, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Amendment Instrument to NI 44-101
    June 30, 2011
  - CSA Notice - Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP
    April 8, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Amendment Instrument to 44-101CP
    January 1, 2011
  - Amendment Instrument to NI 44-101
    January 1, 2011
  - CSA Notice of Amendments - National Instrument 41-101 General Prospectus Requirements and 41-101CP, National Instrument 44-101 Short Form Prospectus Distributions and 44-101CP and National Instrument 44-102 Shelf Distributions
    October 1, 2010
  - National Instrument (Consolidated up to 17 March 2008)
    March 17, 2008
  - Companion Policy (Consolidated up to 31 December 2007)
    December 31, 2007
- 44-102
  Shelf Distributions
  - CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf
    June 4, 2020
  - CSA Notice and Request for Comment-Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
    May 9, 2019
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to NI 44-102
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendment Instrument to NI 44-102
    January 14, 2014
  - Companion Policy (Consolidated up to 13 August 2013)
    August 13, 2013
  - Changes to 44-102CP
    August 13, 2013
  - Amendment Instrument to NI 44-102
    August 13, 2013
  - Amendment Instrument to NI 44-102
    May 31, 2013
  - Changes to 44-102CP
    May 31, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - Amendment Instrument 44-102CP
    May 14, 2013
  - Amendment Instrument to NI 44-102
    May 14, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101
    July 26, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Companion Policy (Consolidated up to 18 March 2008)
    May 12, 2011
  - Amendment Instrument to NI 44-102
    January 1, 2011
  - CSA Notice of Amendments - National Instrument 41-101 General Prospectus Requirements and 41-101CP, National Instrument 44-101 Short Form Prospectus Distributions and 44-101CP and National Instrument 44-102 Shelf Distributions
    October 1, 2010
  - National Instrument (Consolidated up to 17 March 2008)
    March 17, 2008
- 44-103
  Post-Receipt Pricing
  - Companion Policy (Consolidated up to 13 August 2013)
    August 13, 2013
  - National Instrument (Consolidated up to 13 August 2013)
    August 13, 2013
  - Changes to 44-103CP
    August 13, 2013
  - Amendment Instrument to NI 44-103
    August 13, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - Companion Policy (Consolidated up to 17 March 2008)
    March 17, 2008
  - National Instrument (Consolidated up to 17 March 2008)
    March 17, 2008
- 44-304
  Linked notes distributed under shelf prospectus system
  - Linked notes distributed under shelf prospectus system
    July 20, 2007
- 44-305
  CSA Staff Notice - 2015 Update - Structured Notes Distributed Under the Shelf Prospectus System
  - CSA Staff Notice 2015 Update – Structured Notes Distributed Under the Shelf Prospectus System
    January 22, 2015
- 45-102
  Resale of Securities
  - Changes to 45-102CP
    June 12, 2018
  - Amendments to NI 45-102
    June 12, 2018
  - CSA Notice of Amendments to NI 45-102 and 45-102CP, to NI 31-103, and to NP 11-206
    March 29, 2018
  - National Instrument (Consolidated up 30 April 2016)
    April 30, 2016
  - Amendments to NI 45-102
    April 30, 2016
  - Amendments to NI 45-102
    January 25, 2016
  - Amendments to NI 45-102
    December 8, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - Companion Policy (Consolidated up to 5 May 2015)
    May 5, 2015
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Changes to 45-102 CP
    May 5, 2015
  - Amendments to NI 45-102
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon
    November 15, 2012
  - CSA Staff Notice 11-315 - Extension of Consultation Period
    June 15, 2011
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Companion Policy
    September 28, 2009
  - National Instrument (Consolidated up to 28 September 2009)
    September 28, 2009
- 45-106
  Prospectus and Registration Exemptions
  - CSA Notice of Amendments to 45-106 - Syndicated Mortgages
    August 6, 2020
  - CSA Notice of Amendments to 45-106 - Offering Memorandum Exemption
    September 17, 2020
  - CSA Notice of Amendments to NI 45-106 and NI 31-103 - Syndicated Mortgages
    March 15, 2019
  - CSA Notice of Amendments to NI 45-106 and 45-106CP - Prospectus Exemptions relating to Reports of Exempt Distribution
    July 19, 2018
  - Amendments to NI 45-106
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - CSA Multilateral Notice and Request for Comment - Proposed Amendments to NI 45-106 - Prospectus Exemptions relating to Reports of Exempt Distribution
    June 8, 2017
  - CSA Staff Notice 11-334 - Notice of Local Amendments and Changes in Certain Jurisdictions
    January 19, 2017
  - Companion Policy (Consolidated up to October 5 2016)
    October 5, 2016
  - National Instrument (Consolidated up to October 5 2016)
    October 5, 2016
  - Changes to 45-106CP
    April 30, 2016
  - Amendments to NI 45-106
    April 30, 2016
  - CSA Notice of Amendments to NI 45-106 - Prospectus Exemptions relating to Reports of Exempt Distribution
    April 7, 2016
  - Changes to 45-106CP
    December 8, 2015
  - Amendments to NI 45-106
    December 8, 2015
  - Amendment to NI 45-106
    November 17, 2015
  - Multilateral CSA Notice of Amendments to National Instrument 45-106 - Prospectus Exemptions Relating to the Offering Memorandum Exemption
    October 29, 2015
  - CSA Notice of Amendments - Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
    September 24, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions Revised
    June 25, 2015
  - Companion Policy (Consolidated up to 5 May 2015)
    May 5, 2015
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendment Instrument to NI 45-106
    May 5, 2015
  - Changes to 45-106CP
    May 5, 2015
  - Amendment Instrument to NI 45-106
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
    February 19, 2015
  - Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
    December 17, 2014
  - Amendments to NI 45-106
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only)
    April 11, 2014
  - Amendment Instrument to NI 45-106 (Amendments required to the French version only)
    April 11, 2014
  - Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution
    March 20, 2014
  - CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
    January 9, 2014
  - Amendment Instrument to NI 45-106
    May 31, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon
    November 15, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Staff Notice 45-310 - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
    June 7, 2012
  - CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions
    April 26, 2012
  - Multilateral CSA Staff Notice 45-309 - Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
    April 26, 2012
  - CSA Staff Notice 11-316 - Notice of Local Amendments British Columbia
    April 13, 2012
  - CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category
    September 2, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Amendment Instrument to NI 45-106
    June 30, 2011
  - CSA Staff Notice 11-315 - Extension of Consultation Period
    June 15, 2011
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - CSA Notice - Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP
    April 8, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Amendment Instrument to NI 45-106
    January 1, 2011
  - Companion Policy (Consolidated up to 1 January 2011)
    January 1, 2011
  - CSA Notice of Amendments - National Instrument 45-106 Prospectus and Registration Exemptions and 45-106CP
    October 1, 2010
  - National Instrument
    September 28, 2009
- 45-107
  Listing Representation and Statutory Rights of Action Disclosure Exemptions
  - Multilateral Instrument
    September 8, 2015
  - Multilateral CSA Notice - Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions
    June 25, 2015
  - Multilateral CSA Notice and Request for Comment - Proposed Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions
    November 28, 2013
- 45-108
  Crowdfunding
  - Companion Policy 45-108CP
    January 25, 2016
  - Multilateral Instrument 45-108
    January 25, 2016
  - CSA Notice of Publication of Multilateral Instrument 45-108 - Crowdfunding
    November 5, 2015
  - Multilateral CSA Notice of Publication and Request for Comment - Proposed Multilateral Instrument 45-108 Crowdfunding, and Proposed Blanket Order 45-506
    March 20, 2014
- 45-110
  CSA Notice and Request for Comment - Start-up Crowdfunding Registration and Prospectus Exemptions
  - CSA Notice and Request for Comment - Proposed National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions
    February 27, 2020
- 45-304
  Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions
  - CSA Staff Notice 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
    November 27, 2009
- 45-307
  CSA Staff Notice - Regulatory Developments Regarding Securitization
  - CSA Staff Notice 45-307 - Regulatory Developments Regarding Securitization
    June 18, 2010
- 45-308
  CSA Staff Notice - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 - Prospectus and Registration Exemptions
  - CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 - Prospectus Exemptions
    October 4, 2018
  - CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 - Prospectus Exemptions
    April 26, 2012
- 45-309
  Multilateral CSA Staff Notice - Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
  - Multilateral CSA Staff Notice 45-309 - Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
    April 26, 2012
- 45-310
  CSA Staff Notice - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
  - CSA Staff Notice 45-310 - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
    June 7, 2012
- 45-312
  Multilateral CSA Notice - Proposed Prospectus Exemption for Distributions to Existing Security Holders
  - Multilateral CSA Notice 45-312 - Proposed Prospectus Exemption for Distributions to Existing Security Holders
    November 21, 2013
- 45-313
  Multilateral CSA Notice - Prospectus Exemption for Distributions to Existing Security Holders
  - Multilateral CSA Notice 45-313 Prospectus Exemption for Distributions to Existing Security Holders
    March 13, 2014
- 45-314
  CSA Staff Notice - Updated List of Current CSA Exempt Market Initiatives
  - CSA Staff Notice 45-314 - Updated List of Current CSA Exempt Market Initiatives
    January 28, 2016
- 45-315
  Multilateral CSA Notice - Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer
  - Multilateral CSA Notice 45-315 Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer
    April 16, 2015
- 45-317
  Multilateral CSA Notice - Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
  - Multilateral CSA Notice 45-317 - Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
    January 25, 2016
- 45-318
  Multilateral CSA Notice - Prospectus Exemption for Certain Distributions through an Investment Dealer
  - Multilateral CSA Notice 45-318 - Prospectus Exemption for Certain Distributions through an Investment Dealer
    January 14, 2016
- 45-319
  Multilateral CSA Notice - Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
  - Multilateral CSA Notice 45-319 - Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
    June 30, 2016
- 45-321
  Multilateral CSA Notice - Frequently asked Questions about the Investment Dealer Prospectus Exemption
  - Multilateral CSA Notice 45-321 - Frequently asked Questions about the Investment Dealer Prospectus Exemption
    September 8, 2016
- 45-323
  CSA Staff Notice - Update on Use of the Rights Offering Exemption in National Instrument 45-106 - Prospectus Exemptions
  - CSA Staff Notice 45-323 (revised) - Update on Use of the Rights Offering Exemption in National Instrument 45-106 - Prospectus Exemptions
    July 26, 2018
  - CSA Staff Notice 45-323 - Update on Use of the Rights Offering Exemption in National Instrument 45-106 - Prospectus Exemptions
    April 20, 2017
- 45-324
  CSA Staff Notice - Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
  - CSA Staff Notice 45-324 - Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
    February 21, 2019
- 45-325
  CSA Staff Notice - Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
  - CSA Staff Notice 45-325 - Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
    February 7, 2019
- 45-326
  CSA Staff Notice - Syndicated Mortgages
  - CSA Staff Notice 45-326 - Syndicated Mortgages
    December 11, 2019
- 46-201
  Escrow for Initial Public Offerings
  - Amendments to National Policy 46-201
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - National Policy
    January 25, 2010
- 46-303
  Principal Protected Notes
  - Principal Protected Notes
    July 7, 2006
- 46-304
  Update on Principal Protected Notes
  - Update on Principal Protected Notes
    July 27, 2007
- 46-305
  Second Update on Principal Protected Notes
  - CSA Notice 46-305 - Second Update on Principal Protected Notes
    August 29, 2008
- 46-306
  Third Update on Principal Protected Notes
  - Update on Principal Protected Notes
    August 30, 2012
- 46-307
  CSA Staff Notice - Cryptocurrency Offerings
  - CSA Staff Notice 46-307 - Cryptocurrency Offerings
    August 24, 2017
- 46-308
  CSA Staff Notice - Securities Law Implications for Offerings of Tokens
  - CSA Staff Notice 46-308 - Securities Law Implications for Offerings of Tokens
    June 11, 2018
- 46-309
  CSA Staff Notice - Bail-in Debt
  - CSA Staff Notice 46-309 - Bail-in Debt
    August 23, 2018
- 47-201
  Trading Securities Using the Internet and Other Electronic Means
  - Changes to NP 47-201
    August 13, 2013
  - CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201
    May 30, 2013
  - National Policy
    January 25, 2010
- Historical - historique
  - 41-304
    Income trusts: prospectus disclosure of distributable cash Purpose (Withdrawn)
    
    (Folder empty)
  - 43-201
    Mutual Reliance Review System for Prospectuses (Repealed)
    
    (Folder empty)
  - 43-305
    Mining Technical Advisory And Monitoring Committee (Withdrawn)
    
    (Folder empty)
  - 44-302
    Replacement of NI 44-101 (Withdrawn)
    
    (Folder empty)
  - 44-303
    Filing of Notice of Intention to be Qualified (Withdrawn)
    
    (Folder empty)
  - 45-101
    Rights Offerings (Repealed 2015-12-08)
    - National Instrument 45-101 Rights Offerings (Repealed 2015-12-08)
      December 8, 2015
  - 45-308
    Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 - Prospectus Exemptions (Replaced)
  - 45-311
    Multilateral CSA Notice - Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses (withdrawn 2019-03-07)
    - Multilateral CSA Notice 45-311 - Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses (withdrawn 2019-03-07)
      December 20, 2012
  - 45-320
    CSA Staff Notice - Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution (withdrawn 2019-03-07)
    - CSA Staff Notice 45-320 - Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution (withdrawn 2019-03-07)
      July 7, 2016
  - 47-302
    Pre-marketing of underwriters’ options on bought deals (Withdrawn)
    
    (Folder empty)
CATEGORY 5
Ongoing Requirements for Issuers and Insiders
- 51-101
  Standards of Disclosure for Oil and Gas Activities
  - CSA Staff Notice 51-345 - Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
    November 5, 2015
  - CSA Notice of Amendments to NI 51-101 and Changes to 51-101CP
    December 4, 2014
  - National Instrument (Consolidated up to 30 December 2010 - Amendments required to the French Version Only)
    January 14, 2014
  - Amendment Instrument to NI 51-101 (Amendments Required to the French Version Only)
    January 14, 2014
  - CSA Notice and Request for Comment - Proposed Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Proposed changes to 51-101CP
    October 17, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - Revised CSA Staff Notice 51-327 Guidance on Oil and Gas Disclosure
    December 29, 2011
  - CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising
    September 13, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    July 15, 2011
  - Amendment Instrument to 51-101CP
    December 30, 2010
  - Amendment Instrument to NI 51-101
    December 30, 2010
  - CSA Staff Notice 51-324 - Glossary to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
    December 30, 2010
  - CSA Staff Notice 51-327 - Oil and Gas Disclosure: Resources Other Than Reserves Data
    December 30, 2010
  - CSA Notice of Amendments - National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, 51-101CP and related and consequential amendments
    October 15, 2010
  - CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
  - Oil and Gas Disclosure: Resources Other Than Reserves Data
    February 27, 2009
  - Consolidated version of NI 51-101
    December 28, 2007
  - CSA Staff Notice 51-324 - Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
    December 28, 2007
  - New Version of 51-101CP
    December 28, 2007
- 51-102
  Continuous Disclosure Obligations
  - CSA Notice and Request for Comment - Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements
    August 20, 2020
  - CSA Notice and Request for Comment - Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements
    September 5, 2019
  - Amendments to NI 51-102
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - Amendments to NI 51-102
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Changes to Companion Policy 51-102CP
    June 30, 2015
  - Amendment to NI 51-102
    June 30, 2015
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendment to NI 51-102
    May 5, 2015
  - CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110
    April 9, 2015
  - CSA Staff Notice 43-309 Review of Website Investor Presentations by Mining Issuers
    April 9, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Companion Policy
    February 19, 2015
  - National Instrument
    February 19, 2015
  - Changes to Companion Policy 51-102CP
    September 30, 2014
  - Amendment to NI 51-102
    September 30, 2014
  - CSA Notice of Repeal and Replacement of National Instrument 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102
    July 17, 2014
  - CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110
    May 22, 2014
  - CSA Notice and Request for Comment - Proposed Repeal and Replacement of National Instrument 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102
    October 17, 2013
  - Amendment to NI 51-102
    May 31, 2013
  - Amendment to NI 51-102
    May 14, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments
    March 14, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - Amendment to NI 51-102
    February 11, 2013
  - CSA Notice of Amendments To Improve Issuer Communications with Investors
    November 29, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101
    July 26, 2012
  - CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms
    June 21, 2012
  - Amendment to 51-102
    April 20, 2012
  - CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
    January 27, 2012
  - Amendment to NI 51-102
    October 31, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Notice - Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
    July 22, 2011
  - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    July 15, 2011
  - Amendment to Form 51-102F1
    June 30, 2011
  - CSA Notice and Request for Comment - Proposed Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and National Instrument 51-102 Continuous Disclosure Obligations and 51-102CP
    June 17, 2011
  - CSA Notice - Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP
    April 8, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Amendment Instrument to Companion Policy 51-102CP
    January 1, 2011
  - Amendment Instrument to NI 51-102
    January 1, 2011
  - CSA Staff Notice 51-333 - Environmental Reporting Guidance
    October 27, 2010
  - CSA Notice of Amendments - National Instrument 51-102 Continuous Disclosure Obligations and 51-102CP and National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and 71-102CP
    October 1, 2010
  - CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201
    April 9, 2010
  - CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations
    November 20, 2009
  - CSA Staff Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure
    November 20, 2009
  - Amendment to NI 51-102
    September 28, 2009
  - CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
  - Amendment Instrument to Form 51-102F5 (French amendment also amends Form 2)
    December 31, 2008
  - Amendment Instrument to Form 51-102F6
    December 31, 2008
  - Amendment Instrument to NI 51-102
    December 31, 2008
  - Form 51-102F6 (in respect of financial years ending on or after 31 December 2008)
    December 31, 2008
  - Amendment Instrument to Companion Policy 51-102CP9
    December 15, 2008
  - Amendment Instrument to Form 51-102F1
    December 15, 2008
  - Amendment to Companion Policy 51-102CP
    July 4, 2008
  - Amendment to Form 51-102F3
    July 4, 2008
  - Amendment to NI 51-102
    July 4, 2008
  - Amendment to Companion Policy 51-102CP
    March 17, 2008
  - Amendment Instrument to Form 51-102F1
    March 17, 2008
  - Amendment Instrument to Form 51-102F2
    March 17, 2008
  - Amendment Instrument to Form 51-102F5
    March 17, 2008
  - Amendment to NI 51-102
    March 17, 2008
  - Amendment to NI 51-102
    December 31, 2007
  - Amendment to Form 51-102F1
    December 31, 2007
  - Amendment to Form 51-102F2
    December 31, 2007
  - Amendment to Form 51-102F5
    December 31, 2007
  - Amendment to NI 51-102
    December 31, 2007
  - Amendment to NI 51-102
    December 31, 2007
  - Amendment to Companion Policy 51-102CP
    December 31, 2007
  - CSA Notice of Amendments
    October 12, 2007
  - CSA Staff Notice 51-311 - Frequently asked questions regarding NI 51-102 Continuous Disclosure Obligations
    May 4, 2007
  - Amendments to All Forms Relating to NI 51-102
    December 29, 2006
  - Amendment to NI 51-102
    December 29, 2006
  - Companion Policy (Amended)
    December 29, 2006
  - CSA Notice of Amendments to NI 51-102, NI 52-107, NI 71-102 and NI 44-101
    October 13, 2006
  - Amendment to Form 51-102F2
    July 25, 2006
  - Amendment to NI 51-102
    December 30, 2005
  - Amendments to NI 81-106
    June 1, 2005
  - Companion Policy
    February 16, 2005
  - National Instrument
    February 16, 2005
- 51-103
  Ongoing Governance and Disclosure Requirements for Venture Issuers
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
- 51-105
  Multilateral instrument - Issuers Quoted in the U.S. Over-The-Counter Markets
  - Multilateral Instrument (Consolidated up to 9 May 2016)
    May 9, 2016
  - Amendments to MI 51-105
    May 9, 2016
  - Amendments to MI 51-105
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Companion Policy (Consolidated up to 5 May 2015)
    May 5, 2015
  - Changes to 51-105CP
    May 5, 2015
  - CSA Notice of Amendments to NI 45-106 - Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon
    November 15, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - 51-105 Multilateral instrument 51-105 Issuers Quoted in the U.S. Over-The-Counter Markets
    July 31, 2012
  - Companion Policy 51-105CP to Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
    July 31, 2012
  - Companion Policy
    July 31, 2012
  - Multilateral Instrument
    July 31, 2012
  - CSA Notice of Multilateral Instrument 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets
    May 10, 2012
- 51-201
  Disclosure Standards
  - National Policy (Consolidated up to 31 May 2013)
    May 31, 2013
  - Changes to NP 51-201
    May 31, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101
    July 26, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - National Policy (Consolidated up to 31 December 2007)
    December 31, 2007
- 51-309
  CSA Staff Notice - National Instrument 51-101, Standards of Disclosure for Oil and Gas Activities - Acceptance of Certain Foreign Professional Boards as a "Professional Organization"
  - National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities - Acceptance of Certain Foreign Professional Boards as a "Professional Organization"
    March 9, 2007
- 51-311
  CSA Staff Notice - Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations
  - Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations
    May 4, 2007
- 51-312
  CSA Staff Notice - Harmonized Continuous Disclosure Review Program
  - CSA Staff Notice - 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
- 51-316
  CSA Staff Notice - Continuous Disclosure Review of Smaller Issuers
  - Continuous Disclosure Review of Smaller Issuers
    December 14, 2005
- 51-319
  CSA Staff Notice - Report on Staff's Second Continuous Disclosure Review of Income Trust Issuers
  - Report on Staff's Second Continuous Disclosure Review of Income Trust Issuers
    August 4, 2006
- 51-320
  CSA Staff Notice - Options Backdating
  - Options Backdating
    September 8, 2006
- 51-322
  CSA Staff Notice - Reporting Issuer Defaults
  - Reporting Issuer Defaults
    December 15, 2006
- 51-323
  CSA Staff Notice - XBRL filing program and request for volunteers
  - XBRL filing program and request for volunteers
    January 19, 2007
- 51-324
  Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
  - CSA Staff Notice 51-324 - Glossary to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
    December 30, 2010
  - Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
    December 28, 2007
- 51-327
  Oil and Gas Disclosure: Resources Other Than Reserves Data
  - Revised CSA Staff Notice 51-327 Guidance on Oil and Gas Disclosure
    December 29, 2011
  - CSA Staff Notice 51-327 - Oil and Gas Disclosure: Resources Other Than Reserves Data
    December 30, 2010
  - Oil and Gas Disclosure: Resources Other Than Reserves Data
    February 27, 2009
- 51-328
  CSA Staff Notice - Continuous Disclosure Considerations Related to Current Economic Conditions
  - CSA Staff Notice 51-328 - Continuous Disclosure Considerations Related to Current Economic Conditions
    January 8, 2009
- 51-330
  CSA Staff Notice - Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations
  - CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations
    November 20, 2009
- 51-331
  CSA Staff Notice - Report on Staff’s Review of Executive Compensation Disclosure
  - CSA Staff Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure
    November 20, 2009
- 51-333
  CSA Staff Notice - Environmental Reporting Guidance
  - CSA Staff Notice 51-333 - Environmental Reporting Guidance
    October 27, 2010
- 51-336
  CSA Multilateral Staff Notice - Issuers Using Mass Advertising
  - CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising
    September 13, 2011
- 51-338
  Multilateral CSA Staff Notice - Continuous Disclosure and Prospectus Requirements Relating to Documents Prepared Under the U.S. Securities and Exchange Act of 1934
  - Multilateral CSA Staff Notice 51-338 - Continuous Disclosure and Prospectus Requirements Relating to Documents Prepared Under the U.S. Securities and Exchange Act of 1934
    March 7, 2013
- 51-339
  CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013
  - CSA Staff Notice 51-339 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013
    July 18, 2013
- 51-340
  CSA Notice - Update on proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
  - CSA Notice 51-340 - Update on proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    July 25, 2013
- 51-341
  CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014
  - CSA Staff Notice 51-341 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014
    July 17, 2014
- 51-342
  CSA Staff Notice - Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
  - CSA Staff Notice 51-342 - Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
    February 23, 2015
- 51-344
  CSA Staff Notice - Continuous Disclosure Review Program - Activities for the fiscal year ended March 31, 2015
  - CSA Staff Notice 51-344 - Continuous Disclosure Review Program - Activities for the fiscal year ended March 31, 2015
    July 16, 2015
- 51-345
  CSA Staff Notice - Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
  - CSA Staff Notice 51-345 - Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
    November 5, 2015
- 51-346
  CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2016
  - CSA Staff Notice 51-346 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2016
    July 18, 2016
- 51-348
  CSA Staff Notice - Staff’s Review of Social Media Used by Reporting Issuers
  - CSA Staff Notice 51-348 - Staff’s Review of Social Media Used by Reporting Issuers
    March 9, 2017
- 51-351
  CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017
  - CSA Staff Notice 51-351 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017
    March 9, 2017
- 51-352
  CSA Staff Notice - Issuers with U.S. Marijuana-Related Activities
  - CSA Staff Notice 51-352 (Revised) - Issuers with U.S. Marijuana-Related Activities
    February 8, 2018
- 51-353
  CSA Staff Notice - Update on CSA Consultation Paper 51-404 - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
  - CSA Staff Notice 51-353 - Update on CSA Consultation Paper 51-404 - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
    March 27, 2018
- 51-354
  CSA Staff Notice - Report on Climate change-related Disclosure Project
  - CSA Staff Notice 51-354 - Report on Climate change-related Disclosure Project
    April 5, 2018
- 51-355
  CSA Staff Notice - Continuous Disclosure Review Program - Activities for the fiscal years ended March 31 2018 and March 31 2017
  - CSA Staff Notice 51-355 - Continuous Disclosure Review Program - Activities for the fiscal years ended March 31 2018 and March 31 2017
    July 19, 2018
- 51-356
  CSA Staff Notice - Problematic promotional activities by issuers
  - CSA Staff Notice 51-356 - Problematic promotional activities by issuers
    November 29, 2018
- 51-357
  CSA Staff Notice - Staff Review of Reporting Issuers in the Cannabis Industry
  - CSA Staff Notice 51-357 - Staff Review of Reporting Issuers in the Cannabis Industry
    October 10, 2018
- 51-358
  CSA Staff Notice - Reporting of Climate Change-related Risks
  - CSA Staff Notice 51-358 - Reporting of Climate Change-related Risks
    August 1, 2019
- 51-359
  CSA Staff Notice - Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry
  - CSA Staff Notice 51-359 - Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry
    November 12, 2019
- 51-360
  CSA Staff Notice 51‐360 - Frequently Asked Questions Regarding Filing Extension Relief Granted By Way Of A Blanket Order In Response To COVID‐19
  - CSA Staff Notice 51‐360 - Frequently Asked Questions Regarding Filing Extension Relief Granted By Way Of A Blanket Order In Response To COVID‐19
    May 13, 2020
- 51-361
  CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
  - CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
    October 29, 2020
- 51-362
  CSA Staff Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements
  - 51-362-2021-02-25.en.pdf
    ???
- 51-404
  CSA Consultation Paper - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
  - CSA Consultation Paper 51-404 - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
    April 6, 2017
- 51-405
  CSA Consultation Paper - Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
  - CSA Consultation Paper 51-405 - Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
    January 9, 2020
- 52-107
  Acceptable Accounting Principles and Auditing Standards
  - National Instrument (Consolidated up 30 April 2016)
    April 30, 2016
  - Amendments to NI 52-107
    April 30, 2016
  - Amendment Instrument to NI 52-107
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Companion Policy (Consolidated up to 11 January 2015)
    January 11, 2015
  - National Instrument (Consolidated up to 11 January 2015)
    January 11, 2015
  - Changes to 52-107CP (Blackline)
    January 11, 2015
  - Amendment Instrument to NI 52-107
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - Amendment Instrument to 52-107CP
    May 14, 2013
  - Amendment Instrument to NI 52-107
    May 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Staff Notice 41-306 - IFRS Transition – Prospectus Issues
    September 29, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Companion Policy
    January 1, 2011
  - National Instrument
    January 1, 2011
- 52-108
  Auditor Oversight
  - CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight
    October 3, 2019
  - Companion Policy
    September 30, 2014
  - National Instrument
    September 30, 2014
  - CSA Notice of Repeal and Replacement of National Instrument 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102
    July 14, 2014
  - Amendment Instrument to NI 52-108 (Amendments required to the English version only)
    August 22, 2013
  - National Instrument 52-108 (Consolidated up to 22 August 2013)
    August 22, 2013
  - Amendment Instrument to NI 52-108 (Amendments required in the French version only)
    April 12, 2013
  - Amendment Instrument to NI 52-108 (Amendments required in the French version only)
    January 1, 2011
  - National Instrument (Consolidated up to 4 July 2008)
    July 4, 2008
- 52-109
  Certificate of Disclosure in Issuers' Annual and Interim Filings
  - Amendment to NI 52-109
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Amendment Instrument to NI 52-109 (Amendments required to the French version only)
    June 30, 2013
  - National Instrument 52-109 (Consolidated up to 30 June 2013)
    June 30, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    July 15, 2011
  - CSA Staff Notice 11-315 - Extension of Consultation Period
    June 15, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose
    April 1, 2011
  - Amendment Instrument to 52-109CP
    January 1, 2011
  - Amendment Instrument to NI 52-109
    January 1, 2011
  - CSA Staff Notice 52-327 - Certification Compliance Update
    October 15, 2010
  - CSA Notice of Amendments - National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and 52-109CP
    October 1, 2010
  - CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
  - Companion Policy
    December 15, 2008
  - National Instrument
    December 15, 2008
- 52-110
  Audit Committees
  - Amendment to NI 52-110
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Amendment Instrument to NI 52-110
    June 30, 2015
  - CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110
    April 9, 2015
  - CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110
    May 22, 2014
  - Amendment Instrument to NI 52-110 (Amendments required to the French version only)
    June 30, 2013
  - National Instrument (Consolidated up to 30 June 2013)
    June 30, 2013
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Consultation Paper 91-406 - Derivatives: OTC Central Counterparty Clearing
    June 20, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Amendment Instrument to 52-110CP (Amendments required in the French version only)
    January 1, 2011
  - Amendment Instrument to NI 52-110
    January 1, 2011
  - CSA Staff Notice 51-333 - Environmental Reporting Guidance
    October 27, 2010
  - CSA Notice of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to National Instrument 14-101 Definitions and Other Related Amendments
    October 1, 2010
  - CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
  - Companion Policy (Consolidated up to 17 March 2008)
    March 17, 2008
  - National Instrument (Consolidated up to 17 March 2008)
    March 17, 2008
- 52-112
  CSA Staff Notice - Proposed National Instrument and Companion Policy 52-112 - Non-GAAP and Other Financial Measures Disclosure
  - CSA Staff Notice - Proposed NI and CP 52-112 - Non-GAAP and Other Financial Measures Disclosure
    February 13, 2020
  - CSA Staff Notice - Proposed NI and CP 52-112 - Non-GAAP and Other Financial Measures Disclosure
    September 6, 2018
- 52-306
  Non-GAAP Financial Measures
  - CSA Staff Notice 52-306 (Revised) - Non-GAAP Financial Measures
    January 14, 2016
  - CSA Staff Notice 52-306 (Revised) - Non-GAAP Financial Measures and Additional GAAP Measures
    February 17, 2012
  - CSA Staff Notice 52-306 (Revised) - Non-GAAP Financial Measures and Additional GAAP Measures
    November 9, 2010
  - Non-GAAP Financial Measures
    August 4, 2006
- 52-309
  CSA Staff Notice - Regulation 52-110 respecting Audit Committees Compliance Review
  - CSA Staff Notice 52-309 - Regulation 52-110 respecting Audit Committees Compliance Review
    May 6, 2005
- 52-310
  Proposed Multilateral Instrument and Companion Policy 52-111CP Reporting on Internal Control Over Financial Reporting
  - Proposed Multilateral Instrument 52-111 and Companion Policy 52-111CP Reporting on Internal Control Over Financial Reporting
    July 29, 2005
- 52-311
  CSA Staff Notice - Required Forms of Certificates under MI 52-109
  - CSA Staff Notice 52-311 - Required Forms of Certificates under MI 52-109
    December 16, 2005
- 52-312
  CSA Staff Notice - Audit Committee Compliance Review
  - CSA Staff Notice 52-312 - Audit Committee Compliance Review
    January 13, 2006
- 52-313
  CSA Staff Notice - Status of Proposed Multilateral Instrument 52-111 Reporting on Internal Control Over Financial Reporting and proposed amended and restated Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
  - CSA Staff Notice 52-313 - Status of Proposed Multilateral Instrument 52-111 REPORTING ON INTERNAL CONTROL OVER FINANCIAL REPORTING and proposed amended and restated Multilateral Instrument 52-109 CERTIFICATION OF DISCLOSURE IN ISSUERS’ ANNUAL AND INTERIM FILINGS
    March 10, 2006
- 52-315
  Certification Compliance Review
  - Certification Compliance Review
    December 19, 2008
  - Certification Compliance Review
    September 26, 2006
- 52-316
  CSA Staff Notice - Certification of Design of Internal Control Over Financial Reporting
  - CSA Staff Notice 52-316 - Certification of Design of Internal Control Over Financial Reporting
    September 22, 2006
- 52-317
  CSA Staff Notice - Timing of Proposed National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
  - CSA Staff Notice 52-317 - Timing of Proposed National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
    February 9, 2007
- 52-318
  CSA Staff Notice - Audit Committee Follow-up Compliance Review
  - CSA Staff Notice 52-318 - Audit Committee Follow-Up Compliance Review
    June 29, 2007
- 52-320
  CSA Staff Notice - Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
  - CSA Staff Notice 52-320 - Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
    May 9, 2008
- 52-321
  CSA Staff Notice - Early adoption of International Financial Reporting Standards, use of US GAAP and reference to IFRS-IASB
  - CSA Staff Notice 52-321 - Early adoption of International Financial Reporting Standards, use of US GAAP and reference to IFRS-IASB
    June 27, 2008
- 52-322
  CSA Staff Notice - Status of Proposed Repeal and Replacement of Multilateral Instrument 52-109 - Certification of Disclosure in Issuers' Annual and Interim Filings
  - CSA Staff Notice 52-322 - Status of Proposed Repeal and Replacement of Multilateral Instrument 52-109 - Certification of Disclosure in Issuers' Annual and Interim Filings
    July 11, 2008
- 52-323
  CSA Staff Notice - Coming into force of National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and Consequential Policy Amendments
  - CSA Staff Notice 52-323 - Coming into force of National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and Consequential Policy Amendments
    November 28, 2008
- 52-324
  CSA Staff Notice - Issues relating to changeover to International Financial Reporting Standards
  - CSA Staff Notice 52-324 - Issues relating to changeover to International Financial Reporting Standards
    May 21, 2009
- 52-325
  CSA Staff Notice - Certification Compliance Review
  - CSA Staff Notice 52-325 - Certification Compliance Review
    September 11, 2009
- 52-326
  CSA Staff Notice - IFRS Transition Disclosure Review
  - CSA Staff Notice 52-326 - IFRS Transition Disclosure Review
    July 23, 2010
- 52-327
  CSA Staff Notice - Certification Compliance Update
  - CSA Staff Notice 52-327 - Certification Compliance Update
    October 15, 2010
- 52-328
  CSA Staff Notice - Disclosure about Accounting Policies in the Year of Changeover to International Financial Reporting Standards
  - CSA Staff Notice 52-328 - Disclosure about Accounting Policies in the Year of Changeover to International Financial Reporting Standards
    April 8, 2011
- 52-329
  CSA Staff Notice - Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry
  - CSA Staff Notice 52-329 - Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry
    April 12, 2018
- 52-330
  CSA Staff Notice - Update on CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member Independence
  - CSA Staff Notice 52-330 - Update on CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member Independence
    July 26, 2018
- 52-403
  CSA Consultation Paper - Auditor Oversight Issues in Foreign Jurisdictions
  - CSA Consultation Paper 52-403 - Auditor Oversight Issues in Foreign Jurisdictions
    April 25, 2017
- 52-404
  CSA Consultation Paper - Approach to Director and Audit Committee Member Independence
  - CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member Independence
    October 26, 2017
- 54-101
  Communication with Beneficial Owners of Securities of A Reporting Issuer
  - Companion Policy 54-101 (Consolidated up to 11 February 2013)
    February 11, 2013
  - National Instrument 54-101 (Consolidated up to 11 February 2013)
    February 11, 2013
  - Amendment Instrument to NI 54-101
    February 11, 2013
  - CSA Notice of Amendments To Improve Issuer Communications with Investors
    November 29, 2012
  - Amendment Instrument to NI 54-101
    January 1, 2011
  - CSA Notice of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to National Instrument 14-101 Definitions and Other Related Amendments
    October 1, 2010
  - Companion Policy
    September 13, 2005
  - National Instrument
    September 13, 2005
- 54-302
  CSA Staff Notice - Update on CSA Consultation Paper 54-401 Review of the Proxy Voting Infrastructure
  - CSA Staff Notice 54-302 - Update on CSA Consultation Paper 54-401 Review of the Proxy Voting Infrastructure
    October 31, 2013
- 54-303
  CSA Staff Notice - Progress Report on Review of the Proxy Voting Infrastructure
  - CSA Staff Notice 54-303 Progress Report on Review of the Proxy Voting Infrastructure
    January 29, 2015
- 54-305
  CSA Staff Notice of Publication - Meeting Vote Reconciliation Protocols
  - CSA Staff Notice of Publication 54-305 - Meeting Vote Reconciliation Protocols
    January 26, 2017
- 54-401
  CSA Consultation Paper - Review of the Proxy Voting Infrastructure
  - CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
    August 15, 2013
- 55-102
  System for Electronic Disclosure by Insiders (SEDI)
  - CSA Staff Notice 11-335 - Local Amendments and Changes in Certain Jurisdictions
    April 13, 2017
  - National Instrument (Consolidated up to 13 January 2014)
    January 13, 2014
  - Amendment Instrument to NI 55-102
    January 13, 2014
  - CSA Staff Notice 13-322 Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules
    January 9, 2014
  - Revised CSA Notice of Amendments to NI 13-101, NI 31-102 and NI 55-102
    August 29, 2013
  - CSA Notice of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
    July 18, 2013
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - CSA Staff Notice 55-316 - Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
    June 11, 2010
  - National Instrument (Consolidated up to 13 June 2008)
    June 13, 2008
  - Companion Policy
    December 29, 2006
- 55-104
  Insider Reporting Requirements and Exemptions
  - National Instrument (Consolidated up to 01 February 2017)
    February 1, 2017
  - Amendments to NI 55-104
    February 1, 2017
  - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments, and Changes to 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
    October 6, 2016
  - Companion Policy (Consolidated up to 9 May 2016)
    May 9, 2016
  - Changes to 55-104CP
    May 9, 2016
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Companion Policy
    April 30, 2010
  - National Instrument
    April 30, 2010
- 55-312
  CSA Staff Notice - Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (REVISED)
  - CSA Staff Notice 55-312 - Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (REVISED)
    June 11, 2010
- 55-314
  CSA Staff Notice - Use of the terms “senior officer”, “officer” and “insider” in National Instrument 55-101 Insider Reporting Exemptions
  - CSA Staff Notice 55-314 - Use of the terms “senior officer”, “officer” and “insider” in National Instrument 55-101 Insider Reporting Exemptions
    February 23, 2007
- 55-315
  CSA Staff Notice - Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions
  - CSA Staff Notice 55-315 - Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions
    April 28, 2010
- 55-316
  CSA Staff Notice - Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
  - CSA Staff Notice 55-316 - Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
    June 11, 2010
- 58-101
  Disclosure of Corporate Governance Practices
  - Amendment to NI 58-101
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - National Instrument (Consolidated up to 31 December 2014)
    December 31, 2014
  - Amendment to NI 58-101
    December 31, 2014
  - Multilateral CSA Notice of Amendments to NI 58-101 Disclosure of Corporate Governance Practices
    October 15, 2014
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - Amendment to NI 58-101 (Amendments required to the French version only)
    June 22, 2012
  - National Instrument (Consolidated up to 31 October 2011)
    June 22, 2012
  - Amendment to NI 58-101
    October 31, 2011
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - CSA Notice - Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
    July 22, 2011
  - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    July 15, 2011
  - CSA Notice and Request for Comment - Proposed Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
    November 19, 2010
  - CSA Staff Notice 51-333 - Environmental Reporting Guidance
    October 27, 2010
  - CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program
    July 24, 2009
  - National Instrument (Consolidated up to 17 March 2008)
    March 17, 2008
- 58-201
  Corporate Governance Guidelines
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Amendment Instrument to NP 58-201
    July 18, 2011
  - National Policy (Consolidated up to 18 July 2011)
    July 18, 2011
  - CSA Staff Notice 58-304 - Review of National Instrument 58-101 Disclosure of Corporate Governance Practices and National Policy 58-201 Corporate Governance Guidelines
    September 28, 2007
- 58-303
  CSA Staff Notice - Corporate Governance Disclosure Compliance Review
  - CSA Staff Notice 58-303 - Corporate Governance Disclosure Compliance Review
    June 29, 2007
- 58-305
  CSA Staff Notice - Status Report on the Proposed Changes to the Corporate Governance Regime
  - CSA Staff Notice 58-305 – Status Report on the Proposed Changes to the Corporate Governance Regime
    November 13, 2009
- 58-306
  CSA Staff Notice - 2010 Corporate Governance Disclosure Compliance Review
  - CSA Staff Notice 58-306 - 2010 Corporate Governance Disclosure Compliance Review
    December 2, 2010
- 58-307
  CSA Multilateral Staff Notice - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
  - CSA Multilateral Staff Notice 58-307 - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
    September 28, 2015
- 58-308
  CSA Multilateral Staff Notice - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
  - CSA Multilateral Staff Notice 58-308 - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
    September 28, 2016
- 58-309
  CSA Multilateral Staff Notice - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
  - CSA Multilateral Staff Notice 58-309 - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices
    October 5, 2017
- 58-310
  CSA Multilateral Staff Notice - Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
  - CSA Multilateral Staff Notice 58-310 - Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
    September 27, 2018
- 58-311
  CSA Multilateral Staff Notice - Report on Fifth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
  - CSA Multilateral Staff Notice 58-311 - Report on Fifth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
    October 3, 2019
- Historical - historique
  - 51-332
    CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010 (Withdrawn)
    - CSA Staff Notice 51-332 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010
      July 9, 2010
  - 51-334
    CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
    - CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
      July 15, 2011
  - 51-337
    CSA Staff Notice - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012 (Withdrawn)
    - CSA Staff Notice 51-337 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012
      July 19, 2012
  - 51-360
    CSA Staff Notice 51‐360 - Frequently Asked Questions Regarding Filing Extension Relief Granted By Way Of A Blanket Order In Response To COVID‐19
  - 54-304
    CSA Mulitlateral Staff Notice - Final Report on Review of the Proxy Voting Infrastructure, and Request for Comments on Proposed Meeting Vote Reconciliation Protocols (Expired 2016-07-15)
    - CSA Mulitlateral Staff Notice 54-304 - Final Report on Review of the Proxy Voting Infrastructure, and Request for Comments on Proposed Meeting Vote Reconciliation Protocols (Expired 2016-07-15)
      March 31, 2016
CATEGORY 6
Take-Over Bids and Special Transactions
- 61-101
  Protection of Minority Security Holders in Special Transactions
  - Multilateral CSA Staff Notice MI 61-302 - Staff Review and Commentary on MI 61-101 - Protection of Minority Security Holders in Special Transactions
    July 27, 2017
  - Companion Policy
    July 20, 2017
  - Multilateral Instrument
    July 20, 2017
  - Multilateral CSA Notice of Adoption of MI 61-101 - Protection of Minority Security Holders in Special Transactions
    July 20, 2017
- 61-302
  Multilateral CSA Staff Notice - Staff Review and Commentary on Multilateral Instrument 61-101 - Protection of Minority Security Holders in Special Transactions
  - Multilateral CSA Staff Notice MI 61-302 - Staff Review and Commentary on MI 61-101 - Protection of Minority Security Holders in Special Transactions
    July 27, 2017
- 61-303
  CSA Staff Notice and Request for Comment - Soliciting Dealer Arrangements
  - CSA Staff Notice and Request for Comment 61-303 - Soliciting Dealer Arrangements
    April 12, 2018
- 62-103
  The Early Warning System and Related Take-over Bid and Insider Reporting Issues
  - National Instrument (Consolidated up to 9 May 2016)
    May 9, 2016
  - Amendments to NI 62-103
    May 9, 2016
  - Amendments to MI 62-103
    May 9, 2016
  - CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids
    February 25, 2016
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendments to NI 62-103
    May 5, 2015
  - CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to NI 62-103
    September 22, 2014
  - CSA Notice of Amendments to NI81-102, NI81-106, NI81-101, NI41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to MI 62-104 (Amendments to French version only)
    April 12, 2013
  - Multilateral Instrument (Consolidated up to 12 April 2013)
    April 12, 2013
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - National Instrument (Consolidated up to 30 April 2010)
    April 30, 2010
- 62-104
  Take-Over Bids and Issuer Bids
  - National Instrument (Consolidated up to 9 May 2016)
    May 9, 2016
  - Amendments to NI 62-104
    May 9, 2016
  - Amendments to MI 62-104
    May 9, 2016
  - CSA Notice of Amendments to Take-Over Bid Regime - Amendments to MI62-104 Take-Over Bids and Issuer Bids; and Changes to NP62-203 Take-Over Bids and Issuer Bids; and Consequential Amendments
    February 25, 2016
  - CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids
    February 25, 2016
  - National Instrument (Consolidated up to 5 May 2015)
    May 5, 2015
  - Amendments to NI 62-103
    May 5, 2015
  - CSA Notice of Amendments to NI 45-106 - Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
    February 19, 2015
  - Multilateral Instrument (Consolidated up to 12 April 2013)
    April 12, 2013
  - Amendments to MI 62-104 (Amendments to French version only)
    April 12, 2013
  - Amendments to MI 62-104
    January 1, 2011
  - CSA Notice of National Instrument 52-107 - Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to NI 14-101 Definitions, and Other Related Amendments
    October 1, 2010
  - Multilateral Instrument
    February 1, 2008
  - CSA Notice of Adoption
    November 21, 2007
- 62-105
  Security Holder Rights Plans
  - CSA Notice and Request for Comment - Proposed National Instrument 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments
    March 14, 2013
- 62-202
  Take-Over Bids – Defensive Tactics
  - CSA Notice and Request for Comment - Proposed National Instrument 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans, and Proposed Consequential Amendments
    March 14, 2013
  - National Policy
    January 25, 2010
- 62-203
  Take-Over Bids and Issuer Bids
  - National Policy 62-203 (Consolidated up to 9 May 2016)
    May 9, 2016
  - Changes (2) to NP 62-203
    May 9, 2016
  - Changes (1) to NP 62-203
    May 9, 2016
  - CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids
    February 25, 2016
  - National Policy
    February 1, 2008
  - CSA Notice of Adoption of National Policy 62-203 - Take-Over Bids and Issuer Bids
    November 16, 2007
- 62-305
  Varying the Terms of Take-Over Bids
  - Canadian Securities Administrators’ Staff Notice 62-305 - Varying the Terms of Take-Over Bids
    December 18, 2009
- 62-306
  Update on Proposed National Instrument 62-105 Security Holder Rights Plans and AMF Consultation Paper An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics
  - CSA Notice 62-306 - Update on Proposed National Instrument 62-105 Security Holder Rights Plans and AMF Consultation Paper An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics
    September 11, 2014
- Historical - historique
  
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CATEGORY 7
Securities Transactions Outside the Jurisdiction
- 71-101
  The Multijurisdictional Disclosure System
  - CSA Notice and Request for Comment - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, and Proposed Consequential Amendments
    March 31, 2015
  - Companion Policy
    September 19, 2006
  - National Instrument
    September 19, 2006
- 71-102
  Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
  - Amendment to NI 71-102
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Companion Policy (Consolidated up to 30 September 2014)
    September 30, 2014
  - National Instrument (Consolidated up to 30 September 2014)
    September 30, 2014
  - Changes to 71-102CP
    September 30, 2014
  - Amendment Instrument to NI 71-102
    September 30, 2014
  - CSA Notice of Repeal and Replacement of National Instrument 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102
    July 17, 2014
  - Amendment Instrument to NI 71-102 (Amendments Required to the French Version Only)
    January 14, 2014
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers List of Commenters
    September 13, 2012
  - CSA Notice and Request for Comment - Proposed National Instrument 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments
    July 29, 2011
  - Amendment Instrument to NI 71-102
    January 1, 2011
  - Companion Policy (Consolidated up to 1 January 2011)
    January 1, 2011
  - National Instrument (Consolidated up to 31 December 2007)
    December 31, 2007
- Historical - historique
  
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CATEGORY 8
Mutual Funds
- 81-101
  Mutual Fund Prospectus Disclosure
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - Companion Policy (Consolidated up to March 08 2017)
    March 8, 2017
  - National Instrument (Consolidated up to March 08 2017)
    March 8, 2017
  - Changes to 81-101CP
    March 8, 2017
  - Amendments to NI 81-101
    March 8, 2017
  - CSA Notice of Amendments to NI 81-102 - Investment Funds, and Related Consequential Amendments
    December 8, 2016
  - CSA Notice and Request for Comment - CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts, Proposed Amendments to National Instrument 81-102 Investment Funds, and Related Consequential Amendments
    December 10, 2015
  - Amendment to NI 81-101
    November 17, 2015
  - CSA Notice of Amendments - Related to the Recognition of Aequitas NEO Exchange Inc.
    September 3, 2015
  - Companion Policy (Consolidated up to 11 March 2015)
    March 31, 2015
  - National Instrument (Consolidated up to 11 March 2015)
    March 31, 2015
  - Amendment to NI 81-101
    March 31, 2015
  - Changes to 81-101CP
    March 31, 2015
  - Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts - CSA Notice of Amendments to NI 81-101 and Changes to 81-101CP
    December 11, 2014
  - Amendments to NI 81-101
    September 22, 2014
  - Companion Policy (Consolidated up to 1 January 2014)
    January 1, 2014
  - Changes to 81-101CP
    January 1, 2014
  - Amendment to NI 81-101
    January 1, 2014
  - CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104
    October 3, 2013
  - Changes to Companion Policy 81-101CP
    September 1, 2013
  - Amendment to NI 81-101
    September 1, 2013
  - CSA Notice of Amendments to NI 81-101, 81-101CP and NI 81-102
    June 13, 2013
  - Amendment to NI 81-101
    May 31, 2013
  - Amendment to Companion Policy 81-101CP
    May 14, 2013
  - Amendment to NI 81-101
    May 14, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
    February 28, 2013
  - Amendment to NI 81-101
    April 30, 2012
  - CSA Notice of Amendments to National Instrument 81-102 Mutual Funds and 81-102CP, and to National Instruments 81-101, 41-101 and 81-106
    February 9, 2012
  - CSA Staff Notice 81-321 - Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements
    February 25, 2011
  - Amendment to Companion Policy 81-101CP
    January 1, 2011
  - Amendment to NI 81-101
    January 1, 2011
  - CSA Notice of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1, 81-101F2, 81-101CP and Related Amendments
    October 6, 2010
  - Amendment Instrument to NI 81-101
    June 30, 2010
  - CSA Staff Notice 81-319 - Status Report on the implementation of Point of Sale Disclosure for Mutual Funds
    June 16, 2010
  - CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2
    April 9, 2010
  - Amendment Instrument to Form 81-101F2
    September 8, 2008
  - Amendment Instrument to 81-101CP arising from NI 41-101
    March 17, 2008
  - Amendment Instrument to Form 81-101F1 arising from NI 41-101
    March 17, 2008
  - Amendment Instrument to Form 81-101F2 arising from NI 41-101
    March 17, 2008
  - Amendment Instrument to NI 81-101 arising from NI 41-101
    March 17, 2008
  - Amendment Instrument to NI 81-101, 81-101F1 and 81-101F2 arising from NI 81-107
    November 1, 2006
  - Amendment Instrument to NI 81-101, 81-101F1, 81-101F2, 81-101CP arising from NI 52-107
    September 15, 2005
  - Companion Policy
    August 12, 2005
  - National Instrument
    August 12, 2005
- 81-102
  Mutual Funds
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - Changes to 81-102CP
    June 12, 2018
  - Amendments to NI 81-102
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - National Instrument (Consolidated up to 14 November 2017)
    November 14, 2017
  - Amendments to NI 81-102
    November 14, 2017
  - CSA Notice - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds, amendments to NI 81-102 - Investment Funds
    August 31, 2017
  - CSA Multilateral Staff Notice 81-328 - Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 - Investment Funds
    June 8, 2017
  - National Instrument (Consolidated up to March 08 2017)
    March 8, 2017
  - Amendments to NI 81-102
    March 8, 2017
  - CSA Notice of Amendments to NI 81-102 - Investment Funds, and Related Consequential Amendments
    December 8, 2016
  - CSA Notice and Request for Comment - CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts, Proposed Amendments to NI 81-102 Investment Funds, and Related Consequential Amendments
    December 10, 2015
  - CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds
    February 12, 2015
  - National Instrument (Consolidated up to 1 January 2015)
    January 1, 2015
  - Companion Policy
    September 22, 2014
  - Amendments to NI 81-102
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to NI 81-102 (amendments to French version only)
    March 26, 2014
  - Changes to 81-102CP (French version only)
    January 1, 2014
  - Amendments to NI 81-102
    January 1, 2014
  - CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104
    October 3, 2013
  - Amendment to NI 81-102
    September 1, 2013
  - CSA Notice of Amendments to NI 81-101, 81-101CP and NI 81-102
    June 13, 2013
  - Amendment Instrument to NI 81-102
    May 31, 2013
  - Changes to 81-102CP
    May 31, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - Amendment Instrument
    November 16, 2012
  - Companion Policy (Consolidated up to 16 November 2012 - Amended in French version only)
    November 16, 2012
  - National Instrument (Consolidated up to 16 November 2012)
    November 16, 2012
  - Amendments to 81-102CP (amendments to French version only).
    October 22, 2012
  - Amendment to 81-102CP
    April 30, 2012
  - Amendment to NI 81-102
    April 30, 2012
  - CSA Notice of Amendments to National Instrument 81-102 Mutual Funds and 81-102CP, and to National Instruments 81-101, 41-101 and 81-106
    February 9, 2012
  - Amendment Instrument to 81-102CP
    January 1, 2011
  - Amendment to NI 81-102
    January 1, 2011
  - CSA Notice of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1, 81-101F2, 81-101CP and Related Amendments
    October 6, 2010
  - National Instrument (Consolidated up to 28 September 2009)
    September 28, 2009
  - Companion Policy (Consolidated up to 8 September 2008)
    September 8, 2008
- 81-104
  Commodity Pools
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - National Instrument (Consolidated up to 14 November 2017)
    November 14, 2017
  - Amendments to NI 81-104
    November 14, 2017
  - CSA Notice - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds, amendments to NI 81-102 - Investment Funds
    August 31, 2017
  - CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds
    February 12, 2015
  - Companion Policy (Consolidated up to 22 September 2014)
    September 22, 2014
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to 81-104CP
    September 22, 2014
  - Amendments to NI 81-104
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to NI 81-104
    January 1, 2014
  - CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104
    October 3, 2013
  - Amendments to NI 81-104
    June 22, 2012
  - National Instrument (Consolidated up to 22 June 2012)
    June 22, 2012
  - National Instrument (Consolidated up to 28 September 2009)
    September 28, 2009
  - Companion Policy (Consolidated up to 17 March 2008)
    March 17, 2008
- 81-105
  Mutual Fund Sales Practices
  - CSA Notice - Amendments to NI 81-105 - Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
    September 17, 2020
  - CSA Notice - Amendments to NI 81-105 - Mutual Fund Sales Practices and Related Consequential Amendments
    February 20, 2020
  - CSA Notice and Request for Comment - Proposed Amendments to NI 81-105 - Mutual Fund Sales Practices and Related Consequential Amendments
    September 13, 2018
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to NI 81-105
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendment Instrument to NI 81-105
    June 22, 2012
  - National Instrument (Consolidated up to 22 June 2012)
    June 22, 2012
  - Companion Policy (Consolidated up to 28 September 2009)
    September 28, 2009
  - National Instrument (Consolidated up to 28 September 2009)
    September 28, 2009
- 81-106
  Investment Fund Continuous Disclosure
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - Amendments to NI 81-106
    June 12, 2018
  - CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106
    March 29, 2018
  - Companion Policy (Consolidated to March 08 2017)
    March 8, 2017
  - National Instrument (Consolidated to March 08 2017)
    March 8, 2017
  - Changes to 81-106CP
    March 8, 2017
  - Amendments to NI 81-106
    March 8, 2017
  - Companion Policy (Consolidated up to 22 September 2014)
    September 22, 2014
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to Companion Policy 81-106CP
    September 22, 2014
  - Amendments to NI 81-106
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Changes to 81-106CP
    January 1, 2014
  - Amendment Instrument to NI 81-106
    January 1, 2014
  - CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104
    October 3, 2013
  - Amendment Instrument to NI 81-106
    May 31, 2013
  - CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
    March 14, 2013
  - Amendment Instrument
    November 16, 2012
  - National Instrument (Consolidated up to 16 November 2012)
    November 16, 2012
  - Amendment Instrument to NI 81-106
    April 30, 2012
  - CSA Staff Notice 81-320 (Revised) - Update on International Financial Reporting Standards for Investment Funds
    March 30, 2012
  - CSA Notice of Amendments to National Instrument 81-102 Mutual Funds and 81-102CP, and to National Instruments 81-101, 41-101 and 81-106
    February 9, 2012
  - CSA Staff Notice 81-320 (Revised) - Update on International Financial Reporting Standards for Investment Funds
    March 23, 2011
  - Amendment Instrument to 81-106CP
    January 1, 2011
  - Amendment Instrument to NI 81-106
    January 1, 2011
  - CSA Staff Notice 81-320 - Update on International Financial Reporting Standards for Investment Funds
    October 8, 2010
  - CSA Notice of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1, 81-101F2, 81-101CP and Related Amendments
    October 6, 2010
  - Amendment Instrument to 81-106CP
    September 8, 2008
  - Amendment Instrument to Form 81-106F1
    September 8, 2008
  - Amendment Instrument to NI 81-106
    September 8, 2008
  - Amendment Instrument to NI 81-106
    July 4, 2008
  - Amendment Instrument to 81-106F1 arising from NI 81-107
    November 1, 2006
  - Amendment Instrument to NI 81-106 arising from NI 81-107
    November 1, 2006
  - CSA Staff Notice 81-315 - FAQ on NI 81-106
    November 25, 2005
  - Companion Policy
    June 1, 2005
  - National Instrument
    June 1, 2005
- 81-107
  Independent Review Committee For Investment Funds
  - CSA Notice and Request for Comment - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
    September 12, 2019
  - CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
    October 4, 2018
  - National Instrument (Consolidated up to 11 January 2015)
    January 11, 2015
  - Amendments to NI 81-107
    January 11, 2015
  - CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
    October 16, 2014
  - National Instrument (Consolidated up to 22 September 2014)
    September 22, 2014
  - Amendments to NI 81-107
    September 22, 2014
  - CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
    June 19, 2014
  - Amendments to NI 81-107 (Amendments required in the French version only)
    April 12, 2013
  - National Instrument (Consolidated up to 12 April 2013)
    April 12, 2013
  - CSA Staff Notice 11-314 - Update of CSA Instruments
    May 6, 2011
  - National Instrument (Consolidated up to 28 September 2009)
    September 28, 2009
  - CSA Staff Notice 81-317 - Frequently Asked Questions on National Instrument 81-107 Independent Review Committee For Investment Funds
    March 30, 2007
- 81-315
  Frequently asked questions on National Instrument 81-106 Investment Funds Continuous Disclosure
  - Frequently asked questions on National Instrument 81-106 Investment Funds Continuous Disclosure
    November 25, 2005
- 81-316
  Hedge Funds
  - Hedge Funds
    January 12, 2007
- 81-317
  Frequently Asked Questions on National Instrument 81-107 Independent Review Committee For Investment Funds
  - Frequently Asked Questions on National Instrument 81-107 Independent Review Committee For Investment Funds
    March 30, 2007
- 81-318
  Framework 81-406 Point of sale disclosure for mutual funds and segregated funds
  - CSA Notice 81-318 - Request for Comment - Framework 81-406 Point of sale disclosure for mutual funds and segregated funds
    October 24, 2008
- 81-323
  Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
  - CSA Staff Notice 81-323 - Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
    December 17, 2013
- 81-324
  CSA Notice and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
  - CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
    December 12, 2013
- 81-327
  CSA Staff Notice - Next Steps in the CSA’s Examination of Mutual Fund Fees
  - CSA Staff Notice 81-327 - Next Steps in the CSA’s Examination of Mutual Fund Fees
    June 29, 2016
- 81-328
  CSA Multilateral Staff Notice - Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 - Investment Funds
  - CSA Multilateral Staff Notice 81-328 - Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 - Investment Funds
    June 8, 2017
- 81-329
  CSA Staff Notice - Reducing Regulatory Burden for Investment Fund Issuers
  - CSA Staff Notice 81-329 - Reducing Regulatory Burden for Investment Fund Issuers
    May 24, 2018
- 81-330
  CSA Staff Notice - Status Report on Consultation on Embedded Commissions and Next Steps
  - CSA Staff Notice 81-330 - Status Report on Consultation on Embedded Commissions and Next Steps
    June 21, 2018
- 81-331
  CSA Staff Notice - Investment Funds Investing in Bail-in Debt
  - CSA Staff Notice 81-331 - Investment Funds Investing in Bail-in Debt
    August 23, 2018
- 81-332
  CSA Staff Notice - Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
  - CSA Staff Notice 81-332 - Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
    December 19, 2019
- 81-333
  CSA Staff Notice - Guidance on Effective Liquidity Risk Management for Investment Funds
  - CSA Staff Notice 81-332 - Guidance on Effective Liquidity Risk Management for Investment Funds
    September 18, 2020
- 81-407
  CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees
  - CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees
    December 13, 2012
- 81-408
  CSA Consultation Paper – Consultation on the Option of Discontinuing Embedded Commissions
  - CSA Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions
    January 10, 2017
- Historical - historique
  - 81-314
    CSA Staff Notice - Removal of Foreign Content Restrictions for Registered Plans – Eliminating Indirect Foreign Content Exposure in Certain RSP Funds (Withdrawn)
    - CSA Staff Notice 81-314 - Removal of Foreign Content Restrictions for Registered Plans – Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
      March 18, 2005
  - 81-319
    CSA Staff Notice - Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds (Withdrawn)
    - CSA Staff Notice 81-319 - Status Report on the implementation of Point of Sale Disclosure for Mutual Funds
      June 16, 2010
  - 81-320
    CSA Staff Notice - Update on International Financial Reporting Standards for Investment Funds (withdrawn 2019-03-07)
    - CSA Staff Notice 81-320 (Revised) - Update on International Financial Reporting Standards for Investment Funds (withdrawn 2019-03-07)
      March 30, 2012
    - CSA Staff Notice 81-320 (Revised) - Update on International Financial Reporting Standards for Investment Funds (withdrawn 2019-03-07)
      March 23, 2011
  - 81-321
    CSA Staff Notice - Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements (Withdrawn)
    - CSA Staff Notice 81-321 - Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements
      February 24, 2011
  - 81-322
    CSA Staff Notice - Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals (Withdrawn)
    - CSA Staff Notice 81-322 - Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
      May 26, 2011
  - 81-325
    CSA Staff Notice - Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (withdrawn 2019-03-07)
    - CSA Staff Notice 81-325 Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (withdrawn 2019-03-07)
      January 29, 2015
  - 81-326
    CSA Staff Notice - Update on an Alternative Funds Framework for Investment Funds (withdrawn 2019-03-07)
    - CSA Staff Notice 81-326 Update on an Alternative Funds Framework for Investment Funds (withdrawn 2019-03-07)
      February 12, 2015
CATEGORY 9
Derivatives
- 91-101
  Derivatives: Product Determination
  - Companion Policy (Consolidated up to 30 September 2016)
    September 30, 2016
  - Multilateral Instrument (Consolidated up to 30 September 2016)
    September 30, 2016
  - Changes to 91-101CP
    September 30, 2016
  - Amendments to MI 91-101
    September 30, 2016
  - CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting
    September 29, 2016
  - CSA Multilateral Notice of Amendments to MI 91-101 Derivatives: Product Determination and, MI 96-101 Trade Repositories and Derivatives Data Reporting, and Changes to Related Companion Policies
    June 30, 2016
  - Companion Policy
    April 30, 2016
  - Multilateral Instrument
    April 30, 2016
  - CSA Multilateral Notice of Approval - Multilateral Instrument 91-101 and 91-101CP - Derivatives: Product Determination, and Multilateral Instrument 96-101 and 96-101CP- Trade Repositories and Derivatives Data Reporting
    January 22, 2016
- 91-102
  Prohibition of Binary Options
  - Companion Policy
    December 12, 2017
  - Multilateral Instrument
    December 12, 2017
  - CSA Multilateral Notice of Multilateral Instrument 91-102 - Prohibition of Binary Options and Related Companion Policy
    September 28, 2017
- 91-301
  CSA Staff Consultation Paper 91-301 - Model Provincial Rules
  - CSA Staff Consultation Paper 91-301 - Model Provincial Rules
    December 6, 2012
- 91-302
  Multilateral CSA Staff Notice 91-302 - Updated Model Rules
  - Multilateral CSA Staff Notice 91-302 Updated Model Rules Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
    June 6, 2013
- 91-303
  Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives
  - CSA Staff Notice 91-303 Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives
    December 19, 2013
- 91-305
  CSA Staff Notice - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting
  - CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting
    September 29, 2016
- 93-101
  CSA Notice and Request for Comment - Proposed National Instrument and Companion Policy 93-101 - Derivatives: Business Conduct
  - CSA Notice and Second Request for Comment - Proposed National Instrument and Companion Policy 93-101 - Derivatives: Business Conduct
    June 14, 2018
  - CSA Notice and Request for Comment - Proposed National Instrument and Companion Policy 93-101 - Derivatives: Business Conduct
    April 4, 2017
- 93-102
  CSA Notice and Request for Comment - Proposed National Instrument and Companion Policy 93-102 - Derivatives: Registration
  - CSA Notice and Request for Comment - Proposed National Instrument and Companion Policy 93-102 - Derivatives: Registration
    April 19, 2018
- 93-301
  CSA Staff Notice - Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period
  - CSA Staff Notice 93-301 - Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period
    June 15, 2017
- 94-101
  Mandatory Central Counterparty Clearing of Derivatives
  - Canadian securities regulators adopt amendments to National Instrument 94-101
    January 27, 2022
  - CSA Notice and Second Request for Comment - Proposed Amendments to NI 94-101 and 94-101CP - Mandatory Central Counterparty Clearing of Derivatives
    September 3, 2020
  - CSA Notice and Request for Comment - Proposed Amendments to NI 94-101 and 94-101CP - Mandatory Central Counterparty Clearing of Derivatives
    October 13, 2017
  - Companion Policy
    April 4, 2017
  - National Instrument
    April 4, 2017
  - CSA Notice of Adoption of NI 94-101 - Mandatory Central Counterparty Clearing of Derivatives, and Related Companion Policy
    January 19, 2017
- 94-102
  Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
  - CSA Staff Notice 94-302 - Delivery of Forms Required under NI 94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
    August 3, 2017
  - Companion Policy
    July 3, 2017
  - National Instrument
    July 3, 2017
  - CSA Notice of National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Companion Policy
    January 19, 2017
- 94-301
  CSA Staff Notice - Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing
  - CSA Staff Notice 94-301 - Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing
    July 6, 2017
- 94-302
  CSA Staff Notice - Delivery of Forms Required under NI 94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
  - CSA Staff Notice 94-302 - Delivery of Forms Required under NI 94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
    August 3, 2017
- 94-303
  CSA Staff Notice - Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives
  - CSA Staff Notice 94-303 - Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives
    May 31, 2018
- 95-301
  CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
  - CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
    August 22, 2019
- 95-302
  CSA Staff Notice 95-302 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
  - CSA Staff Notice 95-302 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
    April 13, 2021
- 95-401
  CSA Consultation Paper - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
  - CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
    July 7, 2016
- 96-101
  Trade Repositories and Derivatives Data Reporting
  - Companion Policy (Consolidated up to 30 September 2016)
    September 30, 2016
  - Multilateral Instrument (Consolidated up to 30 September 2016)
    September 30, 2016
  - Changes to 96-101CP
    September 30, 2016
  - Amendments to MI 96-101
    September 30, 2016
  - CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting
    September 29, 2016
  - CSA Multilateral Notice of Amendments to MI 91-101 Derivatives: Product Determination and, MI 96-101 Trade Repositories and Derivatives Data Reporting, and Changes to Related Companion Policies
    June 30, 2016
  - Companion Policy
    April 30, 2016
  - Multilateral Instrument
    April 30, 2016