March 21, 2023
Canadian securities regulators collaborate to protect investors and enforce securities law: CSA Fiscal Year 2019/20 Enforcement ReportJune 23, 2020
March 23, 2020
March 2, 2020
Educate and Protect Yourself
Inform yourself on your money and your investments. The Canadian Securities Administrators (CSA) and their provincial and territorial partners have put together a wide range of investor tools, including the “Protect your money: Avoiding frauds and scams” guide you can access and use free of charge.
You can also visit the North American Securities Administrators Association (NASAA) for useful initiatives, resources and other important information.
Documents below provide information for investors on complaint process, prospectus and Exempt Market Securities.
File a Complaint
The primary mandate of the Office of the Superintendent of Securities is to protect the investing public in the Northwest Territories.
If you have serious concerns about how your investments have been handled, about the corporation in which you have invested, or if you believe that a provision of the Northwest Territories securities laws has been breached, please follow the complaint process below or you can contact the Office of the Superintendent of Securities.