Office of the Superintendent of Securities
Securities Act - Fee Schedule (amended as of September 28, 2009)
| 1. Application for registration as a dealer or adviser, regardless of the number of categories of
registration to which the application relates. |
$750 |
| 2. Application for registration as an investment fund manager. | $750 |
| 3. Annual fee payable by each registered dealer, adviser and investment fund manager, due December 31 of each year. | $750 |
| 4. Application for registration or reinstatement as a representative, ultimate designated person or compliance officer of a registered dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. | $250 |
| 5. Annual fee payable by each registered representative, ultimate designated person or compliance officer of a registered dealer, adviser or investment fund manager, due no later than December 31 each year. | $250 |
| 6. Application for a transfer of registration of a person as a representative of a registered dealer or adviser. | $100 |
| 7. Application to change the status of a registered representative to that of a partner or officer of a dealer or adviser. | $100 |
| 8. Application by a dealer, adviser or individual to change the primary registration category in respect of which the dealer, adviser or an individual is registered. | $100 |
| 1. For issuers other than a mutual fund issuer, filing a preliminary prospectus or pro forma prospectus (for each class of security). | $350 |
| 2. In the case of a mutual fund issuer, filing a preliminary prospectus or pro forma prospectus (for each fund). | $350 |
| 3. For issuers other than a mutual fund issuer, filing an amendment to a preliminary, pro forma, or other prospectus (for each class of security affected by the amendment) | $50 |
| 4. In the case of a mutual fund issuer, filing an amendment to a preliminary, pro forma, or other prospectus (for each fund). | $50 |
| 5. Filing a take-over bid or issuer bid circular, and any amendment to a take-over bid or issuer bid circular. | $25 |
| 6. Filing a directors', individual director's or officers' circular in respect of a take-over bid or issuer bid, and any amendment to such a circular. | $25 |
| 7. Filing a rights offering circular, and any amendment to a rights offering circular. | $25 |
| 8. Filing an offering memorandum, and any amendment to an offering memorandum. | $25 |
| 9. Filing a report of an exempt distribution in accordance with Form 45-106F1 under National Instrument 45-106 Prospectus and Registration Exemptions. | $25 |
| 10. Filing by an issuer of an annual information form under National Instrument 51-102 Continuous Disclosure Obligations or under National Instrument 81-106 Investment Fund Continuous Disclosure. | $400 |
| 11. Application for exemptive relief or application for designation or recognition under the Act (this includes an application to cease being a reporting issuer). | $250 |
| 12. Filings and approvals not otherwise listed. | NIL |
Searches, Certificates and Photocopies
| 1. Searches. | NIL |
| 2. A certified statement referred to in section 19 of the Act provided by the Superintendent on request. | $10 |
| 3. Certificate of true copy of an original document. | $5 |
| 4. Photocopies (for each page). | $1 |
| 5. Facsimile transmissions (for each page). | $2 |
