Office of the Superintendent of Securities

Reporting Issuer List

The Northwest Territories Securities Office maintains a list of reporting issuers in the Northwest Territories.  A reporting issuer in the Northwest Territories can be deemed as not being in default if it is not in default in its principal jurisdiction; does not appear on the Canadian Securities Administrator's list in respect of Cease Trade Orders; and does not appear as being in default on the Reporting Issuers List of the Northwest Territories Securities Office.

..........NOTICE: The next Reporting Issuers List will not be posted until Tuesday January 6 2015.

Further information regarding reporting issuers is also available by:

  • consulting the documents filed by the reporting issuer on SEDAR
  • contacting the issuer directly;
  • consulting the database of cease trade orders (CTOs) posted on the website of the Canadian Securities Administrators.

 

Considerable effort is made to ensure the accuracy of information included in the reporting issuer list; however, the accuracy of the list cannot be guaranteed. A reporting issuer that does not appear on this list or an issuer that is not reporting that does appear on the list should contact the Northwest Territories Securities Office promptly.

For more information, please contact the Office of the Superintendent of Securities

Postal Address
Securities Office
Department of Justice
Government of the Northwest Territories
PO Box 1320
Yellowknife NT X1A 2L9
Canada

Courier Address
Securities Office
Department of Justice
Government of the Northwest Territories
1st Floor, Stuart M. Hodgson Building
5009-49th Street
Yellowknife, NWT X1A 2L9
Canada

Phone: (867) 920-3318 Fax: (867) 873-0243